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OTHER RELATED PIECES: Who were the Mongols? How should the term "Mongol" be understood when speaking of the Mongol Empire? www.johnjemerson.com/shengwu.htm : An annotated translation of the Sheng-wu Qin-zheng Lu beginning where Pelliot and Hambis left off, and continuing as far as Temujin's proclamation as Chinggis Qan. My new site: www.idiocentrism.com At gmail dot com I am known as emersonj
Note: This piece is a draft and is presently being revised. THE
NOMADS IN EURASIAN HISTORY For about two thousand the Scythians, Hsiung-nu, Huns, Turks, Mongols, and other barbarians of the northern steppe were a continuous hostile presence for the sedentary civilizations of the South. The barbarians could be invaders, raiders, mercenaries, clients, or the founders of new dynasties in the sedentary world, but their relationship to the civilized world was predominantly military and was made possible by their mastery of cavalry warfare. Since for the civilized states of that period the most important single state function was military, and since the steppe barbarians were usually the most important military threat, the peoples of the steppe have had a formative influence on the civilized world an influence which has seldom been recognized.[i] Throughout the civilized world during the period in question, and even to this day, the barbarians have normally been thought of as a blind and destructive outside force. Modern scholarship has enormously improved our understanding of these peoples, but even in scholarly circles many mistaken ideas about them still persist. In this article I will propose a new interpretation which is in some respects original, and which also brings to the fore existing studies which have not achieved the circulation they deserve. For convenience I will start with a few definitions. Barbarians are uncivilized people who present a military threat to civilized peoples. (Isolated and powerless uncivilized peoples would have to be called something else.) Civilization means urbanized sedentary (agricultural) societies relying on written records and governed from capital cities. (The existence of borderline and transitional cases does not make this definition useless). Pastoral societies are those which rely heavily on herd animals (sheep, goats, horses, camels, yaks, reindeer, etc.) for their livelihood though as we shall see, no purely-pastoral society has ever been found, and such a society is probably impossible. The term nomad is often used to designate pastoral societies, but since it also can be used to refer to various other sorts of migratory groups it has to be used with care. I will use it here as a short way to refer to the pastoral steppe barbarians, especially when they are militarily organized as a cavalry force. The nomads whose confrontation with civilization is the topic of this paper dominated the northern steppe running from Hungary to Manchuria from about 700 B.C. to about 1300 A.D. I will argue that these peoples should not be thought of as primitive outsiders, but rather as sophisticated and highly rational military specialists whose way of life developed in tandem with that of the sedentary civilizations over that whole period They conceived of time, space, and risk differently than did the cautious, control-oriented ruling classes of the agricultural societies, and ultimately, by unifying Eurasia, they helped bring the modern world into being.
WHO WERE THE NOMADS? The nomads are best defined functionally, ecologically, politically, and geographically, rather than ethnically.[ii] They were steppe pastoralists who, when unified in large politico-military coalitions, were able to extract wealth from the civilized world by various combinations of extortion, raiding, mercenary service, and conquest. (Getting what they needed and wanted by peaceful trade was not really an option, since little of what was produced on the steppe was of much interest to the civilized world). At times they were capable of overcoming existing civilized dynasties and replacing them with their own steppe-based dynasties though infiltration and usurpation by steppe mercenaries was more common than direct conquest. The new dynasties usually developed into civilized dynasties in the course of a few generations, but without entirely losing their steppe character, and they are best called hybrid dynasties. [iii] The idea that pastoralism is a semi-primitive stage intermediate between hunting-and-gathering and agriculture was refuted decades ago, but it still hangs on in the scholarly subconscious. The origins of agriculture are clearly earlier than those of pastoralism, and wherever it has been found, pastoralism has been in a symbiotic relationship with agriculture.[iv] Most supposedly pastoral societies practiced some agriculture, and the Scythians were even major grain exporters. (While it is true that pastoralism is normally practiced in drier areas where agriculture is difficult or impossible, extensive areas are suitable for either use, especially if irrigated.[v]) Pastoralists who practiced no agriculture at all probably did so either because there was a comparative advantage to be found in extorting goods from the civilized world, or because in a state of continual warfare crops in the ground were too hard to defend. It seems most likely that the first societies which could be called pastoral appeared when the pastoralist part of a mixed economy split off from the sedentary part, and it is equally likely that this split took place when the pastoralists started taking advantage of their mobility to plunder the agriculturalists. Or to put it differently, pastoralism was militarily defined at its very origin.[vi] The way of life developed by the steppe barbarians, although non-urban and mostly illiterate, was well-suited to an area where civilized life could not flourish, and in their dealings with the civilized states the nomads proved to be politically sophisticated. The yurt and the compound bow were engineering marvels; their horses gave these peoples a mastery of the continental spaces which could not be matched by civilized peoples; and the steppe forms of military organization, tactics, and strategy (as perfected by Chinggis Qan) surpassed those of any civilized nation. Barbarism is dependent on civilization and pastoralism is dependent on agriculture, and by and large the nomads have always been joined to civilization as the abusive mate in a rather unhappy couple. It does not make sense to define them as Other. The fact that there is no love lost between the two groups and that their repeated contacts tend to be violent and hostile does not mean that we are talking about two different societies; what we are talking about is a single society with a high degree of built-in structural violence. The nomads were military peoples who, though geographically on the borders of the civilized world, were part of that world: not primitives, but specialists.
PEOPLES SPECIALIZED FOR WAR
For the nomads, violence was normal. War
was their only activity requiring large-scale political
organization, and success in warfare was almost the only way
for a man to achieve high status. Peace was essentially
unknown; during periods of disunity when war against the
civilized world was not being waged, small-scale local
skirmishing and raiding took its place. The way of life of the
nomads was a consequence of pastoralism and military
organization. The Chinese stereotype definition of the steppe
barbarians -- "People with no fixed residence who follow the
water and grass with their flocks, people bent on war and plunder
who spend their lives on horseback, people who know their mothers
but not their fathers, and who often kill their fathers and
brothers" is actually fairly accurate.[vii] War was virtually cost-free for the nomads. Mortality
from large-scale wars was not necessarily greater than that from
the constant raiding. Mongols were regarded as adults at
fifteen, so manpower losses were recouped very quickly .
Battle deaths did not reduce human fertility at all, since widows
immediately remarried. And since the nomads had no fixed
real property, war did not reduce their productive
capacity. Different people just grazed the same sheep on the same
unimproved land. Mongol clans were very weak and were always
splitting. Brother-against-brother and couson-against-cousin
battles were more the rule than the exception, and
father-against-son battles were not rare. Whatever
political order there was on the steppe was transient, consisting
almost entirely of the personal allegiance of individuals and
groups to a war chief to whom they usually had only the slightest
kinship relationship and this allegiance could evaporate
in a single afternoon. Unlike the rulers of sedentary states who
controlled walled cities, treasure houses, granaries, formal
bureaucracies, professional armies, fortresses, and large numbers
of peasants tied to the land, steppe leaders really had nothing
concrete to pass down to their heirs. A qan's sons, nephews,
brothers, and uncles all could bid on his position if they wanted
to, and they did this by recruiting followers and fighting
against all the other contenders until only one was left alive.
This "bloody tanistry was actually the steppes
dominant political institution. In effect, steppe political
groups had to be recreated almost from nothing at every
succession.[viii] When a qan or other contender for power killed one
of his rivals, functionally a number of good things happened.
First, the rival was gone, and the victor had gained a reputation
for power. (Sometimes the idea is expressed that the victorious
contestant magically gains the powers of his defeated and
murdered rival, and he often married his victims wives or
daughters.) Second, the rival's enemies became friends. Third,
the rival's dependents and inferiors were left without their
leader. Negatively, certain relatives of the murdered rival were
obligated to take revenge at whatever cost, but usually they lost
most of their supporters since the their enemys victory had
shown that heaven had rejected them. And since the primary
function of steppe leaders was to fight wars, a practice war was
the best way to select a good leader. Of all peoples, the
this-worldly Mongols most worshipped God of success, or the God
of war; for them, victory in battle was a proof of righteousness.
("Trial by battle" in early medieval Europe was a
vestige of this). A final functional benefit of the killing of rivals
-- this one a social benefit -- is simply that it put an end to
disputes. In an ideal case when two equally-qualified leaders are
contesting power and neither one is willing to yield, from the
point of view of the average subject the only important thing was
really that one or the other, regardless of which, should win
quickly and and the struggle should end a goal which could
be attained by the death of either contender. During periods of
disunity nomads risked their lives stealing each others
horses (rather like the old joke about poor families ekeing out a
living by taking in each others laundry); once unified,
they took the same risks to gain a share of the enormous wealth
of the civilized world. The evidence in the Secret History itself is
sketchy, but his Mongol successors believed that while he prayed
on Burqan Qaldun, Chinggis Qan had been charged by Heaven
to conquer the whole world, and that anyone who resisted the
Mongols was thus defying Heaven.[ix]. This
belief was self-justifying as long as the Mongols continued to
win all their battles, and was reinforced by Mongols
deviant version of the universal principle of
retribution.[x] Whereas most societies believe that
a killer incurs guilt which must be expiated, the Mongols
believed that a killers victims are doomed to be his slaves
in the afterlife. This might be explained simply as an extreme
case of the common human belief that only ones own people
needs to be treated according to any ethical principles, with the
remainder of the human race being regarded as of no worth. However,
this principle was also in effect within the Mongol world itself
during contests for leadership. Chinggis Qan killed every Mongol
who represented an actual or potential threat to his rule,
including many of his kin and most of his allies. (In the words
of Hambis, Chinggis Qan was not someone who shared).[xi] The Mongol world was organized by and for
violence, and their beliefs about the afterlife and the spiritual
world reflected that reality.
On the steppe, periods of unity and
strength alternated with periods of division and weakness.[xii] Unity gained through murder could be
maintained only by largesse; the qan kept the loyalty of his
followers only by supplying them with gifts, which mostly came
from the civilized world, either as plunder or as tribute. By
distributing this booty a Qan kept the loyalty of his followers
and kept himself in power; if the flow dried up, or if the
civilized leaders cagily started offering gifts to a rival
leader, a qans power could disappear quickly. His ulus
would disintegrate and its component sub-groups would go off on
their own or reaffiliate with some other qan. The Bedouin saying Raids are our
agriculture was equally true of the Mongols[xiii]. The unified steppe was of necessity a threat
to civilization, since war was the only real reason for unity and
since the gifts required to maintain unity could be acquired only
as plunder or as tribute (which was effectively payment for
protection). The steppe economy was a war economy designed to
plunder the civilized world. The herds of horses and sheep,
rather than being the Mongols primary product, might be
thought of as their physical plant or overhead.
A steppe people at peace is like a factory standing idle. The Secret History is not the epic tale of a hero and his acts of prowess.[xiv]Instead, over and over again we see the eventual Chinggis Qan (a bold, shrewd leader, seemingly favored by the spirits and notable for fairness and generosity) receiving voluntary support from key individuals at critical moments.. The nomad qan was a leader of men, not a ruler of territory: a leader with enough good men (his ulus) could take the territory he needed (his nutuq), whereas without followers a qan could do nothing.[xv] Nomad wars were fast-moving and always offensive, rather than defensive, and fortifications were useless on the steppe. Even if a nomad group were able to store enough food to keep itself alive during a siege, they could hardly build a fort large enough to keep their horses and livestock alive, and without their horses they would be doomed in steppe warfare. (In the two cases when defensive works are mentioned in the Secret History, they are built by defeated tribes who know that they will all be killed in the end, but who want to kill as many of the enemy as possible first.)[xvi] Despite their inferiority in population and wealth, the nomads had a number of military advantages over the civilized states. Since their flocks and their families were mobile, the nomads (unlike the sedentary rulers who had to protect tax-producing cropland) did not have to protect any specific homeland.[xvii] Because pastoralism is not labor-intensive, the nomads could achieve extraordinary levels of mobilization: in wartime, all able-bodied males older than fifteen were in the army. The nomads biggest advantage, however, was mobility. The nomad horses were not especially fast. The primary nomad advantage lay in the fact that the entire force was mounted; thus, the nomads did not have to coordinate their movements with slower infantry forces or with baggage trains. Nomad forces were dispersed except during an attack;
after an attack, they dispersed again, though they were still
capable of regrouping and destroying their pursuers. Because
they approached in a spread formation, the defenders could not be
sure exactly where the attack would be directed (and in response
to defensive movements, the nomad armys target could be
changed upon along the way.) Nomad armies were controlled
by a central command which had the advantage of a well-organized
scouting system and which could use complex signaling systems to
execute difficult maneuvers (e.g. feigned retreats) quickly
in response to observed weaknesses in the enemys defenses.
Campaigns were always carefully planned on the basis of diligent,
scouting of the enemy forces and the terrain, and nomad armies
could closely coordinate independent, widely-spread columns
at the distance of several hundred miles. These armies
furthermore had the ability to sleep in the saddle and travel day
and night for as long as forty-eight hours. All put together,
nomad commanders had much better information to work with than
their sedentary enemies, were strategizing a much larger playing
field than their sedentary enemies, and could be at the right
place at the right time more reliably than their sedentary
enemies. A sedentary defender who had command of a radius of, for
example, fifty miles might be faced with a nomad leader who
commanded a radius of a hundred miles. The nomad attacker would
have full knowledge of the defenders activities, whereas
much of the attackers field of operation would be outside
the defenders scope.[xviii]
A nomad advantage peculiar to Chinggis
Qans Mongols was an extraordinary degree of centralization
and rationalization which contrasted with the confederations of
semi-autonomous tribal groups which had comprised most of the
earlier steppe forces. During his lifetime, the whole Mongol
force was entirely subordinated to his will, allowing him to plan
his continental campaign strategically, focussing the bulk of his
force on one enemy at a time while keeping the others occupied
with smaller forces. The argument can be made that when mobilized
for war, Chinggis Qans ulus, governed as it was by the
calculation of ends and means and centralized under a strict
chain of command, was the most rationalized human grouping of its
size that the world had seen up until that time.[xix] The civilized world could defend itself against the nomads only by developing forces of comparable mobility, and to a greater or lesser degree they all did so (mostly with the use of nomad mercenaries). But before 1300 (or even later), the forces of civilization were never good enough to completely neutralize the nomads aggressive potential. Only with the advent of mechanized warfare (and gunpowder) was that goal finally attained.[xx]
THE UNIFICATION OF EURASIA By 1280 or so it was possible to travel
from Paris, Constantinople or Baghdad to China and back. All of
Eurasia and much of Africa had been united into two overlapping
zones of communication and trade. Muslims and Christians could
travel anywhere in the Mongol world, and from there could travel
to Southeast Asia and India. Muslims could not travel in
the Christian world (which stretched to Greenland), but could
travel freely throughout the Indian Ocean, most of north and east
Africa, and part of central Africa (Timbuktu) areas which
were mostly denied to Christians It had not always been so. From the surviving Latin
and Greek written writings, it can be seen that the West before
Marco Polo knew almost nothing about China. A mere 80 pages or so
all told, these records consist of little more than
literary cliches, legends, and rumors of noble savages, with a
few scattered facts thrown in here and there. Many reports
confuse the Chinese with intervening peoples, and it was only
discovered in the sixth century that silk is not a vegetable
product. In the seventh century Theophylactus recorded the
first verifiable direct report from China, which was based on
information brought by a Turkish ambassador to the Byzantines;
but succeeding reports reverted to rumor and myth, and even the
idea that silk was gathered from a plant soon reappeared.[xxi] It is often assumed that this was because of the
vast distances involved, but this explanation does not hold.
From Paris to Beijing is only about 5000 miles. By 1000 A.D.
navigation of the North Atlantic, the Mediterranean Sea, and the
Black Sea was routine, and the Caspian could be reached by
land. In the South, by 700 A.D. or earlier travel on the
sea routes from the Red Sea and the Persian Gulf to India and
China was also routine though as a rule these routes were
barred to Europeans. (It is also sometimes assumed that the
land route was not used simply because it was inefficient, but
once the Mongols pacified the steppe, the land trade flourished,
and in fact the caravan trade remained viable for centuries after
the collapse of the Mongols).[xxii] The problem was human. Before the Mongols and
Marco Polo, a succession of various enemies blocked European land
access to China. In the Middle East it was first the Persians,
and later other Muslim rulers. On the steppe, it could be
either the pervasive disorder, or else the dominant
barbarian group at any given period. The intervening
peoples were determined to monopolize long-distance trade
(especially in silk); an equally-important motive was their need
to prevent coordinated military attacks from the East and the
West. Europeans were not able to reach China because they were
prevented from doing so.[xxiii] The unification of Eurasia came from the steppe, and
not from the civilized world. Darius, Alexander, the Romans, the
Chinese, and even the Arabs of early Islam never succeeded in
occupying any significant part of the steppe for long. A very
quick sketch of the political history of the steppe, focussing
mostly on the eastern end of Eurasia and leaving out many peoples
who, for one reason or another, are not important to the story,
can show how this unification ultimately became possible.
A BRIEF HISTORY OF THE STEPPE The earliest steppe barbarians (the
Scythians. Hsiung-nu, and Huns) lived on the boundaries of
civilization and exploited the civilized world by a combination
of raiding, tribute-taking, and mercenary service (which usually
meant the hiring of one group of barbarians to fight a different
group).[xxiv] They controlled sedentary -- but not
necessarily civilized -- areas of considerable size, and
their economies were mixed. By and large, they did not try
to conquer the civilized lands to the south and did not
occupy civilized territory. Instead they alternated raiding and
peace while extorting tribute. These peoples profited from
trans-continental trade (e.g. the silk trade), but do not
seem to have considered the development and control of this
trade as centrally important. The Hsiung-nu empire and the Han dynasty collapsed
more or less simultaneously in the second half of the second
century A.D. Large political units on the steppe are
dependent on the existence of the prosperous sedentary societies
they exploit After China had been devastated by the
post-Han civil wars, there was no longer enough plunder or
tribute available for the steppe Qans to distribute, and without
this incentive the steppe confederations simply disintegrated.
(Tsao Tsaos Wei state was a mere fragment of
Han, but Tsao was easily able to defeat and co-opt the
remaining Hsiung-nu and Hsien-pei).[xxv] During the Eastern Chin (265317 A.D.) a
succession of indigenous and steppe-barbarian dynasties ruled
parts of North China for brief periods, but the Toba of the
Northern Wei dynasty (386-534 A.D.) were the first steppe people
to govern large areas of China for any coinsiderable period. (The
foreign dynasties have not been honored by Chinese historians,
and unfortunately this dynasty has not been studied as much as it
deserves). Under the Northern Wei, Buddhism was established and
the Silk Road trade with Central Asia and beyond was revived, but
although during the early part of their reign the Toba controlled
Western China, they did not extend their power into the Western
Regions (Xinjiang).[xxvi] Just as the Hsiung-nu empire came into existence
only after Chin had unified China, it was only after the
unification of north and south China by the Sui and Tang
dynasties (both of which had which had steppe antecedents)[xxvii] that the Turk steppe empire came into
being. The Turks did not occupy Chinese territory and were
ultimately stalemated by the Chinese, but they sent an embassy to
Constantinople and thus were the first barbarian people to be
simultaneously in contact with the Mediterranean and with China.
The Turk empire did not stay unified for long, but the idea of a
steppe empire dominating the whole Silk Road, though it was only
fully realized half a millenium later by the Mongols, was born
and briefly attained with them..[xxviii] For well over a thousand years (200 B.C. 970
A.D.), the Chinese defended themselves quite successfully against
the steppe peoples.. But for the next five centuries, much
or all of Northern China was under the control of hybrid regimes
ruled by dynasties of steppe origin. In 907 A.D. the Khitans (a
steppe people, and probably Mongols) occupied an area in the
north, calling themselves the Liao dynasty. In 982 A.D. the
Tangut, a people of mixed origins, occupied the Ordos and the
Kansu Corridor in Northwest China, thus controlling the eastern
terminus of the Silk Road. In 1115 A.D. the Jurchen, a Manchurian
forest/steppe people related to the later Manchus, overthrew the
Khitans and expanded further to the south. With the fall of the
Liao dynasty, some of the defeated Khitans fled west to the area
of the present Kirgiz Republic, establishing the hybrid
Qara-Qitai empire there. Further west, from Khwarizm as far as
Egypt, Turkified dynasties ruled the steppe and much of the
Middle East. Most of these groups can ultimately be traced
back to Mongolia a military and political high-pressure
zone.[xxix] A 1500-year progression can be sketched. Before
about 200 B.C. the steppe peoples were not a major factor for the
Chinese. Between 200 B.C. and 200 A.D. the Hsiung-nu united
the eastern steppe and challenged the Chinese Empire, gaining
plunder and tribute but never occupying or ruling Chinese
territory. After almost two centuries of disunity both on the
steppe and in China, in 386 the Toba Wei in northern China
founded the first significant barbarian-Chinese hybrid state.
While this state did not reach as far to the west as the Han
dynasty had, it maintained trade and cultural contacts with the
Buddhist dynasties of Central Asia and beyond. Then, after
another period of disunity, the Tang dynasty ( founded in
608 with some Turkish help) further developed these contacts.
During the Tang the Turkish Empire flourished on the
steppe, and through Turkish intermediaries news from China
reached the West (Byzantium) for the first time. Finally,
starting about 900 A.D., the whole way from North China to
Central Asia came under the control of local barbarian /
civilized dynasties of roughly the Toba type. By 1200 A.D. when the Mongols came on the scene, there was already a long tradition of hybrid barbarian/civilized rule in the north of China. The Silk Road was well over a thousand years old, and the Turks had already (many centuries earlier) reached the West and had conceived of the idea of trading directly with the West. So while the hybrid Mongol Empire as a whole was unprecedented, its way had been prepared by many barbarian precursors. In the final showdown it was the still-barbarian Mongols who defeated the hybrid Chin, Hsi-Hsia, and Qaraqitai states (and to the West, Khwarizmia and the Caliphate, both of which had become heavily Turkified by processes of infiltration and mercenary usurpation).[xxx] The same mastery of space and time which gave the nomads an immediate military advantage also made it possible for them to visualize Eurasia, for the first time, as a whole. Before the Mongol conquests, except briefly at the height of the Turkish empire, it had been essentially impossible to send an intelligible message from one end of the steppe to another. But twice during the Mongol period, the death of a great Qan was announced in the West. Their recipients, at the borders of Hungary and Egypt respectively, returned to Mongolia to participate in the selection of the new Qan[xxxi]. These announcements were not just messages, but commands, and the commands were obeyed. Eurasia had become a unity.
THE MONGOLS AS PROTECTION ENTREPRENEURS The Mongol Empire can be thought of as a
precursor of the global European trade empires which came to
dominate the world after the sixteenth century. The Mongol
role in history can be understood better with the help of
concepts drawn from the study of these empires (as well as the
earlier Venetian republic). One of the chief functions of government is
protection from banditry and the like. According to
Steensgaard, before the rise of the great European empires and
trading companies, protection costs were probably the biggest
single cost for the long distance trade between Asia and Europe:
[P]rotection costs in the form of customs on the routes
investigated here in all probability exceeded the true
transportation costs. Following Frederick Lane, Steensgaard
treats protection as a commodity -- as one of the costs of doing
business, with suppliers competing to offer the best price, and
he explains the outcome of the competition in the Asian trade
between the Portuguese, the French, the Dutch, and the English in
part by the different ways the different players handled the
protection cost. In his own writings Lane made a distinction between
negative and positive protection.
Negative protection is what we think it is: the protection of
trade against bandits and extortionists. But positive
protection is something quite different: it includes both
the protection of a monopoly by the plundering of competitors,
and the coercion of unwilling trading partners (as in the Opium
Wars, for example). In this formulation, negative and positive
protection are symmetrical opposites: negative protection is
protection from bandits, whereas positive protection is basically
banditry. This description fits the historical record very
well: before the modern age, almost all of the traditional
trading peoples engaged in piracy and forced trade whenever it
seemed useful, and often enough caravaneers and bandits (or
pirates and sea traders) were the same people at different stages
of their careers. Charles Tilly has pushed the analysis a step
further. He described the states of early modern Europe
with regard to the accumulation and concentration, respectively ,
of capital and coercion (roughly, wealth
and military power or protection.) Modern
states rank high in the accumulation and also in the
concentration of both capital and coercion, whereas impoverished,
stateless primitive societies rank low in every
respect. In between there are many different variations.
Examples including Czarist Russia (low in accumulation and
concentration of wealth, high in concentration of power), the
Dutch Republic (high in the accumulation and concentration of
wealth, but with little power), the city-states of Northern Italy
(lots of wealth and power, but with little concentration), and so
on. The Mongol state after its unification by Chinggis
Qan in 1206 fits most peculiarly into the analyses of Lane and
Tilly. From Lanes point of view, at the beginning the
Mongols were simply specialists in bad positive
protection, or plunderers, but within six or eight decades they
had become the most successful suppliers of negative protection
(good protection) in Eurasian history. In terms
of Lanes definition of protection as a commodity, the
Mongols were simply protection entrepreneurs. The Mongols
brutal initial attacks can be seen as a salesmans
demonstration of the deficiencies of the competitors
product, and the Mongol empire which ultimately came into being
was the superior, newly-installed product.
On Tillys grid the Mongols of 1206
were located at the extreme upper right hand: an extraordinarily
powerful and centralized military supported by scarcely any
economy at all. . (While the Mongols obviously did have an
economy, it was a subsistence economy which produced almost no
tradable or storable wealth.) Of the states analyzed by Tilly,
Czarist Russia was closest to the Mongols, but the Mongol
accumulation and concentration of wealth was far inferior to that
of Russia, whereas the Mongol concentration of coercion (or
centralization of military power) was probably greater than that
of any state before the French Revolution.[xxxii] The newly-united Mongols of 1206 were a very
peculiar entity indeed. A fully-rationalized military machine,
worshippers of a universalistic god of war for whom killing was
unproblematic, they represented pure coercion looking for
capital. Illiterates at the farthest possible distance from all
the urban centers, they would unite Eurasia. Rather than a true
society, the Mongols in 1206 were a specialized and highly
concentrated coercion function looking for concentrated capital
to exploit and control. Powerful as it was, Chinggis Qans
horde was very fragile. If it had failed to conquer a significant
part of the civilized world, it would have disintegrated and
disappeared.[xxxiii]
CONCLUSION The Mongol Empire was unique,
unprecedented, and destined never to be repeated. At the same
time, it was the culmination of a long development. Between about
200 A.D. and 1300 A.D. the whole civilized world was conquered by
barbarians Germans, Hungarians, Turks, and Mongols. (After
the Fourth Crusade, even Byzantium, while not quite extinguished,
was under Frankish rule.) During that interval the Arab
barbarian conquerors triumphed, became civilized, and were
themselves subjugated in turn as time went on, civilization
restablished itself and the barbarians disappeared as a force,
but the new civilizations had been transformed by their
experience.[xxxiv] The Mongol mastery of space meant that a large part
of Eurasia which had earlier been chopped up into a large number
of mutually-hostile and often quite fragile jurisdictions briefly
became unified into one political unit. Even after the
division of Chinggis empire among his grandsons, the
ensuing political units were larger in scope than the preceding
states had been above all, on the Western steppe. The
Silk Road, which had functioned tolerably well even under
conditions of disunity and insecurity, become much more
negotiable and made possible the journeys of Marco Polo and
others, whose reports motivated Christopher Columbus and other
western explorers. In the long run, the resulting European sea
empires came to dominate Chinggis Qans immediate
continental successors (Tamerlane, the Moghuls, and the
Ottomans), but it still can be said that the Mongols stand
at the beginning of the modern age. If the Mongols are seen as military and political
specialists within civilization, rather than as the murderous
Other, then perhaps they can be reevaluated in somewhat the same
way as the bourgeois traders and moneylenders have been. Both in
traditional China and in medieval Europe, trade and finance were
thought to be parasitical and wrong, in contrast to agriculture
and other forms of primary production. (This prejudice,
which persisted until the modern age, was not shared by the
Mongols, who favored trade and received key support from Muslim
and Uighur traders: Whereas the Chinese government tended
to view international trade as a potential drain of resources,
the nomads saw it as a way to create wealth.)[xxxv] Once the bourgeoisie came to receive respect,
however, the military specialists were the ones to be cast
into the outer darkness. This is because the medieval
aristocracy cavalrymen not really too far removed from the
steppe was precisely the enemy the bourgeoisie had to
displace. But granted the pervasiveness of war and military
organization and their powerful influence on every civilized
political structure, and given the dependance of every successful
society on military protection, perhaps it can be granted that as
protection the Mongol unification of Eurasia
was a real and positive contribution.[xxxvi] This paper has been deliberately provocative and
one-sides. I have not mentioned the brutality and human cost of
the Mongol campaigns, the permanent harmful effects of the
devastation of eastern Iran, or the long-term negative
consequences of despotic rule over servile populations. But
I believe that I have succeeded in proposing a new and useful way
of understanding the relationship of the steppe and civilization
during a long and crucial period of history.
GENERAL BIBLIOGRAPHY
Abu-Lughod, Janet, Before European
Hegemony, Oxford, 1989.. Adshead, S.A.M., Central Asia in World History, St. Martins, 1993. de Rachewiltz, Igor, The Secret History of the Mongols, Papers in Far Eastern History, Canberra, 1971-1985. (I-II: vol. 4, Sept. 1971, pp. 115-163; III: vol. 5, March 1974, pp. 55-82; IV: vol. 10, Sept. 1974, pp. 55-82; V: vol. 13, Mar. 1976, pp. 41-75; VI: vol. 16, Dept. 1977, pp. 27-65; VII: vol. 18, Sept 1978, pp. 45-80; VIII: vol. 21, March, 1980, pp. 17-57; IX: vol. 23, March 1981, pp. 111-146; X: vol. 26, Sept. 1982, pp. 39-84; XI, vol. 30, Sept. 1984, pp. 81-160. XII, vol. 31, 1985, pp. 21-93.)
Frank, Andre Gunder, The Centrality of
Central Asia, VU University Press, 1992. Frank, Andre Gunder, The World System, Routledge, 1993. Fried, Morton, The Evolution of Political Society, Random House, 1967. Golden, Peter, An Introduction to the History of the Turkic Peoples, Harrassowitz, 1992. Golden, Peter, Nomads and Sedentary Societies in Medieval Eurasia, American Historical Association, 1998. Golden, Peter, Imperial Ideology and the sources of Political Unity amongst the pre-Chinggisid Nomads of Western Eurasia, Archivum Eurasie Medii Aevii, #2, 1982, pp. 3776. Jagchid, Sechen, and Symons, V. J., War and Peace along the Great Wall, Indiana, 1989. Juvaini, Ata-malik (tr. Boyle), Genghis
Khan, U. of Washington, 1997. Olbrecht, P. and Pinks, E., trs. , Meng-Ta Pei-lu Und Hei-ta Shih-lueh, Wiesbaden, 1980. Onon, Urgunge (tr.), The Secret History of the Mongols, E. J. Brill, Leiden, 1990.
Pelliot, Paul, and Hambis, L., Histoire
des Campagnes de Gengis Khan, Leiden, 1951. Rashid ad-din, Shi Ji, tr. Xu Da-jun and Zhou Jien-qi, Beijing, 1983. (Translated into Chinese from the Russian translation: "Sbornik Letopisei," Vol. 1 translated by L. A. Khetagurov, 1952; Vol. 1/2 translated by Yu P. Verkhovski,1960; Vol III translated by A. K. Arends., 1946, Moscow-Leningrad.) Sinor, Denis, ed., Cambridge History of Early Inner Asia, Cambridge, 1990. Sinor, Denis, Studies in Medieval Inner Asia, Ashgate, Variorum, 1997. Tan Qi-xiang, The Historical Atlas of China, Beijing, 1982. (Vol. 6: Sung/ Liao/ Chin; Vol. 7: Yuan/ Ming.) Togan, Isenbike, Flexibility and Limitation in Steppe Formations, Brill, 1998. Twitchett, Denis, and Loewe, Michael, Cambridge History of China, Vol. I: The Ch'in and Han Empires, Cambridge, 1986. Twitchett, Denis, and Franke, Herbert, Cambridge History of China, Vol. IV, Alien Regimes and Border States, Cambridge, 1994. Wang Kuo-wei, Meng-ku Shih-liao Ssu-chung, Peking, 1934. Wittfogel, Karl, and Feng, Chia-sheng, History of Chinese Society: Liao, Transactions of the American Philosophical Society, March, 1949.
FOOTNOTES [i] Roughly the same area had been a barbarian reservoir before that period, but the early Indo-European invaders, though they were pastoralists to a degree, fought as infantry rather than as cavalry. Much the same is probably true of Chinas western barbarians before about 300 B. C. Even though Mongolia became the center of the steppe world, it seems most likely that the barbarians first formed cavalry armies on the central or Western steppe between the Black and Caspian Seas. (Prusek, J., Chinese Statelets and the Northern Barbarians in the Period 1400-300 B.C., Humanities/ Reidel, 1971; Psarras, Sophia-Karin, Xiong-nu Culture: Identification and Dating, Central Asiatic Journal, Vol. 39 #1, 1939, pp. 102135.). William McNeill (Pursuit of Power, Chicago, 1982, pp. 14-16) has speculated that cavalry warfare was invented by steppe nomads in the Assyrian service or even by the Assyrians themselves. [ii] "Instead
of ethnic designations we shall have to deal with terms of
nomenclature reflecting essentially the form of the
constitutional organization of nomadic groups. We believe that
the dark mists obscuring the history of the steppe would be
dispelled sooner if emphasis were laid on the study of the
migration of political symbols rather than that of hypothetical
migrations of ethnic units, on the 'alarums and excursions' of
political groupings, rather than on the mythical meanderings of
self-conscious ethnoses, each bent on propagating its particular
linguistic or ethnic self." (Boodberg, p. 305). Boodberg , Peter, The Altaic Word for Horn in the Political Nomenclature of the Steppe, Selected Works, California, 1979, pp. 296305; Lindner, Rudi Paul, "What was a Nomadic Tribe?", Comparative Studies in Society and History, 1982; Wolfram, Herwig, tr. Dunlap, History of the Goths, California, 1988; Wolfram, Herwig, tr. Dunlap , The Roman Empire and its Germanic Peoples, California, 1990; Heather, Peter, The Goths, Blackwell, 1996; John J. Emerson, Who were the Mongols?: www.johnjemerson.com/who.htm
[iii]
The Jurchen and Manchus in the east and the various Germanic
peoples in the west were barbarians, but not steppe pastoralists,
and as such not centrally relevant to my paper. However,
pastoral and non-pastoral barbarian peoples often joined together
militarily in order to put pressure on the civilized world. Over
the centuries, coalitions and hybrid societies joining
steppe and non-steppe peoples were repeatedly created along the
line connecting the Baltic Sea and the Black Sea., and in
the period preceding the rise of Chinggis Qan a number of such
hybrid societies dominated northern and northwestern China and
the intervening area all the way to Russian Turkestan. Some of
the Goths became thoroughly steppified, and legends of the Huns
lived in the German traditions for a thousand years, reaching as
far as Greenland. Between about 100 B.C. and 1100 A.D. the
Western European (non-steppe) barbarians were all integrated into
the civilized world (in eastern Europe, Lithuania was the last to
convert, in 1386 A.D.) Much the same was true of the
peoples of Manchuria, though it took longer. But the steppe
barbarians were a harder task. [iv] Barclay, Harold, The Role of the Horse in Mans Culture, J.A. Allen, 1980. [v] Di Cosmo, Nicola, Ancient China and its Enemies, Cambridge, 2002; Di Cosmo, Nicola, Ancient Inner Asian Nomads, Journal of Asian Studies, Vol 53 #4 (Nov. 1994) pp. 10921126.
[vi]
Many explanations of steppe history in terms of weather and
climate have been offered. The original appearance of
pastoralism on the steppe probably came about when a dry period
made agriculture more difficult, causing the pastoralists of a
mixed economy to become relatively more numerous and to
establish their political independence at the expense of their
sedentary cousins and other agriculturalists. Once pastoralism has been established, an
increase in rainfall makes it possible to raise more animals, but
it also makes possible agricultural incursions into grazing land.
On the other hand, a decrease in rainfall turns some grazing land
into desert, but it also turns some agricultural land into
grazing land, thus reducing the total amount of agricultural land
and bringing the pastoralists closer to the sedentary centers. Because they are entirely dependent on their animals, which must be kept alive, pastoral peoples are extraordinarily sensitive to small short-term variations in rainfall and other weather conditions. However, the steppe armies customarily started their campaigns when their horses were fat and healthy, so the explanation of individual campaigns by drought is rather doubtful though something like this might happen if a people saw their grazing areas becoming exhausted and decided to strike before their herds had felt the effects. But most attacks are made from a position of strength, and when not, it is usually a case of militarily-defeated groups taking their chances elsewhere (e.g., the founders of the Qaraqitai state and the Moghul dynasty, the Naiman who destroyed the Qaraqitai, or the Khwarizmians who helped Islam recover Jerusalem in the thirteenth century.) While the reductive attempts to explain the barbarian invasions by changes in climate and weather are mostly discredited, a more nuanced approach, taking into consideration both long-term and short-term variations in their affects both on pastoralists and agriculturalists, might well be fruitful. (Lamb, H.H., Climate, History,and the Modern World, Routledge 1995 (pp. 185, 317-18); Lattimore, Owen, Studies in Frontier History, Oxford, 1962 (pp. 62, 242-3.); Brentjes, B., Nomadwanderungen und Klimasschwankungen, Central Asiatic Journal, Vol. 30, nos. 1-2, 1986, pp-7-21; Buell, Paul D, The Role of the Sino-Mongolian Frontier Zone in the Rise of Chinggis-Qan, pp. 63-76, Studies on Mongolia, ed. Schwarz, Bellingham, 1979. [vii]
The
steppe way of life led to extraordinarily high male mortality,
and thus to polygyny as the widows remarried. As a result,
sons often did not know their fathers, either because the father
was dead or because the mother was only one of many wives.
The mother-son bond was the most lasting social bond in
steppe society and women (mothers and wives) normally played
a strong political role, the legitimacy of which was not in doubt
(by contrast to China, where strong women were also common, but
customarily denounced.) The figure of a mother and her sons
figures dramatically in the Secret History both in the legendary
story of Alan Qoa and in the story of Temujins mother
Hoelun and her sons, and throughout the book and throughout
Mongol history you see mothers working to protect their boys and
advance them into positions of power.
[viii] Fletcher, Joseph, "The Mongols: Social and
Ecological Perspectives", #IX in Studies on Chinese and
Islamic Inner Asia, Variorum, 1995; Barfield, The Perilous
Frontier, Blackwell, 1989, pp. 26, 206-217. I plan to write
about tanistry as simply a special case of state-formation in a
later paper to be called The Political Theory of Chinggis
Qan. [ix] Voegelin, Eric, The Mongol Orders of Submission to the European Powers, 12451255, Byzantion, Vol. 15 (1940-1), pp. 378-413. [x] Jacob Black-Michaud, Cohesive Force, Blackwell, 1975, pp. 122-125, 81-83: the reversal of reciprocity so that the offender gains a superiority over the victim. Negative reciprocity: Marshall Sahlins, Stone Age Society, Aldine, 1972, p.195. While the Mongols believed that their victims would be their slaves in the afterlife (Secret History #120, #149), they also had a crosscutting belief that if the spirits of the land were offended by too much bloodshed, they would send pestilence and disaster. (Secret History #272; see especially the deRachewiltz version, Book XII, pp.63, 67). Mark Edward Lewis, in Sanctioned Violence in Early China (SUNY, 1990) talks about the culture of violence in early China. [xi] Hambis, L., Gengis-khan, Paris, 1973, p. 7. At various points in his career Temujin / Chinggis Qan swore oaths of brotherhood (anda), or proposed a partnership like the two shafts of a cart. He always ended up killing or destroying these partners unless they died before he was able to get around to it.
[xii] Leach, Edmund, Political Systems of Highland
Burma, Beacon, 1954 speaks of the alternation in
highland Burma of unified periods with strong chiefs (gumsa) and
decentralized periods with weak chiefs (gumlao). No regular cycle
is proposed; as on the steppe, unity and strong chiefs appear for
military reasons. Both are normal states of the system, and
neither is really the original state. (Ernest
Gellner, Anthropology and Politics, Blackwell, 1995, p.
208, describes a similar weak/ strong oscillation.) Fried (1967,
1972: The Notion of Tribe, Cummings) argues that strong
tribal rulers always are military leaders, and that tribes exist
only for military purposes.
[xiii] Black-Michaud, Cohesive Force,
Blackwell, 1975, p. 199.
[xiv] Barthold, W., Turkestan Down to the Mongol
Invasion, 3rd ed., 1968/1992, New Delhi. P. 419:
On the side of the Mongols we scarcely ever find examples
of personal heroism in this war.... The strictly-disciplined
Mongol soldiers sought no occasion to distinguish themselves from
their companions, but carried out with precision the orders of
their sovereign or of the leaders appointed by him. [xv] Vladimirtsov, B., (Carsow tr.), Le Regime Social des Mongols, Paris, 1948, p. 144.
[xvi] Secret History, # 154 (Tatar), # 198
(Merkit). [xvii]At the same time nomads had a major, closely-related disadvantage: with no stores of food except for their flocks, which had to be fed and watered and were highly vulnerable to relatively small changes in weather conditions (and because their horses also needed to be fed and watered) nomad leaders had to schedule and plan their campaigns very carefully and had difficulty carrying on lengthy campaigns. It is often argued that the Mongol conquests came to an end when they reached areas without good pasture thought the conquest of South China is an exception to this rule. [xviii] Darko, E., Influences Touraniennes Sur lEvolution de lArt Militaire des Grecs, des Romans, et des Byzantins, Byzantion #10, 1935; Gockenjan, Hansgerd, Kundschafter und Spaher, Acta Orientalia, vol. 53: 3-4 (2000), pp.187 --202; Martin, Desmond, The Mongol Army, Royal Asiatic Society, 1943, pp.46-85; Sinor, Denis, The Inner Asian Warriors, in Studies in Medieval Inner Asia, Variorum, 1997, XIII. B. H. Liddell Hart, (Great Captains Revealed, Boston, 1928, pp. 3-33 esp.pp. 22-24) describes Subeeteis Hungarian campaign, which was planned from 200 miles east of the capital and involved four columns approaching from different directions meeting at the capital after having been separated by as much as 300 miles north and south.
[xix] On a national scale, in fact, no European
state (except, perhaps, Sweden) made a serious attempt to
institute direct rule from top to bottom until the era of the
French Revolution. (Tilly p. 25). Brent Shaw writes
of the late Roman Empire (ca. 250 A.D.) that what
passed for strategy and planning..... were often ad hoc
decisions. (War and Violence in Bowersock, ed.,
Late Antiquity, Harvard, 1999, p. 137.)
[xx] Relying variously on horses, camels, and ships,
other barbarian raiding peoples, such as the Vikings, the
Bedouins, the Berbers, and even the pre-classical Greeks, used
similiar concentration-and-dispersion tactics and strategy when
plundering their wealthier civilized enemies. (Mongols,
Huns, and Vikings, Hugh Kennedy, Casell, 2002). The same mobility which made the
nomads so formidable in battle also made their military units
hard to keep intact, since major units often switched sides on
the eve of a battle, and units or sub-units of any size could
split unexpectedly. Qans tried to prevent the
defection by holding the families of their allies hostage and by
placing the least reliable units in the vanguard with more
reliable units behind them. Failure to show up on time at
the rendezvous before a battle was also taken very seriously,
since the latecomers might have been thinking about switching
sides. Even very recently, In Americas 2002 Afghan War, the
desertion of Taliban units to the Northern Alliance played a
significant role: the ultimate Taliban force was much smaller
than had been projected, and the Northern Alliance force bigger.
(If 17-player game theory is of real analytical use anywhere in
the human world, it would be in the description of the
formation and disintegration of steppe coalitions.)
[xxi] Coedes, George, Testimonia of Greek and Latin
Writers on the Lands and Peoples of the East, Ares reprint,
1979. Report on silkworms by Procopius (d. 562 A.D.), pp. 127-8;
Theophylactus report on the Turkish delegation, ca.. 650
A.D., pp.138-143.
[xxii] The caravan trade was still competitive with sea
trade as 1600 ( Steensgaard, Niels, The Asian Trade Revolution
of the Seventeenth Century, Chicago, 1973, pp. 38-9, 154).
The high civilization of medieval Islam relied primarily on pack
animals and sea trade, with minimal dependence on wheeled
vehicles (Bulliet, Richard, The Camel and the Wheel,
Columbia, 1990.)
[xxiii] The positive support long distance
travellers needed included watering places, fodder, hostels, etc.
Negatively they needed protection from banditry and permission to
pass through, and the latter was what was not available to
Europeans before the Mongol period. Both of these were
dependent on human variables rather than simple geography.
The geographically most difficult stretch of the Silk Road,
through the mostly-desert area of Xinjiang, could have been
bypassed by taking an easier route to the north. But the northern
route, which was not a desert, was more treacherous because of
the greater risk of banditry in this more densely-settled and
less-controlled northern area. The hospitable oases in Xinjiang
actually provided the better route, precisely because the area
surrounding the oases was almost uninhabited. There was a very small amount of direct contact between Rome and China via the southern sea route. Neither in Rome nor in China did these contacts lead to attempts at the establishment of permanent trade relations, nor were accurate reports about the peoples at either terminus of the Silk Road brought to those at the other end. (Robert, Jean-Noel, De Rome a la Chine, Les Belles Lettres, 1993, 1992; Hirth, Friedrich, China and the Roman Orient, Ares, 1975 / Shanghai, 1885).
[xxiv] For the Chinese, tribute was always less costly in
any given year than either aggressive or defensive war, and it
has been suggested that they could have avoided war indefinitely
simply by paying tribute forever. However, demographics and
historical dynamics made this impossible. On both sides of
the border, with every generation there were more imperial
relatives and other nobles making demands on the state. (One
reason why the founders of Chinese dynasties are thought of as
frugal is that they only had to provide for a few close kin plus
a few important allies and their kin; but after a few generations
the mass of importunate cousins and nephews several times removed
became suffocating). Psychologically, a long period of
peace-through-tribute would tempt to Chinese to complacently
reduce the seemingly-unnecessary payments, whereas the same
period of successful tribute-collection would encourage the
steppe peoples to increase their demands, since the tribute had
come so easily. The tribute-taking steppe emperors usually
allowed intermittent raids just to keep the Chinese warned, but a
system of this sort obviously would be very fragile. Once
the Chinese suffered a fiscal crisis for any reason, either
defense or tribute or both would be neglected, with disastrous
results. And at this point, the nomads would sometimes step in,
replacing the inefficient indigenous rulers with a more efficient
hybrid dynasty.
[xxv] Tsao Tsao was a highly untypical
Chinese. The grandson of a powerful eunuch, he was raised in the
bizarre, conspiratorial atmosphere of the late Han court. His
sons grew up on horseback, trained in archery like nomads, and he
himself defeated his barbarian Hsien-pei rivals with the classic
steppe tactic of a surprise attack (Thomas Barfield, The
Perilous Frontier, Blackwell, 1989, p. 95). He took
extraordinary care to forestall rivalry among his 25 sons after
his death, exiling most of them from the capital, but even so his
heir Tsao Pi is widely thought to have poisoned his
brother and rumored rival Tsao Chang, and another brother,
the great poet Tsao Chih, was in fear for his life for
years. (Howard Goodman, Ts'ao P'i Transcendent,
Scripta Serica, 1998.)
[xxvi] The Toba were probably a branch of the
Hsien-pei, who succeeded the Hsiung-nu as masters of the steppe
but never formed a real empire. The Chin dynasty (ca. 206
B.C.), the Eastern and Western Chin dynasties (up to 317 A.D.),
and the Chin dynasty (conquered by the Mongols in 1228) were
three different, unrelated dynasties. Likewise, the Wei
dynasty which succeeded the Han in 220 A.D. was different from
and unrelated to the Northern Wei dynasty founded in 386 A.D.
[xxvii] The second emperor of the Tang
dynasty, Li Shih-min (Tang Tai Tsung), displaced his
father Li Yuan (Tang Kao Tsung), the founder of the
dynasty, and killed his elder brothers in a manner which would
have been unexceptional on the steppe, but which was scandalous
to the Chinese. (Thomas Barfield, The Perilous Frontier,
Blackwell, 1989, p. 141). [xxviii] The trade centers of the Volga Bulgars and the Khazars, which for centuries served as steppingstones from the Mediterranean and the Middle East to the Far East, were relics of the Western Turk Empire. To their West the Rus, a Turkified Slavic people which had originally been Scandinavian, connected Northern Europe to the Byzantine Empire and to the East via Bulgar. By 1000 A.D. a trade route had been established which was able to deliver walrus tusks from Greenland to ChinaAlmost all of this route was out of the control of any of the southern civilizations. Many of the peoples participating in this trade were urbanized or semi-urbanized and they were usually literate, but most were barbarians in origin and all had, of necessity, close political ties to the barbarian peoples around them. It is possible to reconstruct the barbarian Ivory Road with tolerable exactness. Ships from Greenland went directly to Bergen without stopping at Iceland. The route to the eastern Baltic, possibly via Birka in Sweden, was routine. From near Lake Ladoga it was not far to the upper Volga at Timerevo near the present Jaroslav; from there it was a simple trip downstream to Bulghar, where the Rus had already been observed in the ninth century A.D. by IbnFadlan. The trip from Bulghar to Khwarizm (possibly by boat on the Uzboy river) was again routine, and at Khwarizm the Ivory Road joined the long-established Silk Road. The travel of ivory from Greenland to China has been
well established for over a century. Evidence for the migration
of a word, at least, from central Asia to Greenland in the
other direction has been uncovered by Denis Sinor. The word
kayak is widespread in Central Asia and Siberia, and
apparently was brought to North America by the Inuit or Eskimo
who crossed the Bering Strait latest of all the
North American indigenous peoples. Greenland and Central Asia
were thus the two ends of the earth both for the Norse and for
the Inuit. (Sinor, Denis, On Water-transport in Central
Asia, in Inner Asia and its Contacts with Medieval
Europe, IV, Variorum, 1977.) Laufer, Berthold, Arabic and Chinese Trade in Walrus and Narwhale Ivory, Toung Pao, 2nd series, #14, 1913, pp. 315370. David Christian, A History of Russia, Central Asia, and Mongolia, Vol. I, Blackwell, 1998 (Ivory in Khwarizm in 985 A.D.: p. 320. Timerevo: map on p. 337.) David Nicolle (Medieval Warfare Source Book, Vol. 2, Arms and Armour, 1996, p. 122) reports that the Uzboy water route between the Caspian and the Aral was open as late as the sixteenth century, and also reports that a boat called a caique is still in use on the Eastern Mediterranean and the Black Sea. Ibn Fadlan: "La relation de la voyage d'Ibn Fadlan chez les Bulgares de la Volga", tr. Marius Canard, # XI in Miscellanea Orientalia, Variorum, 1973.
[xxix] Oddly enough, the second chapter of William
McNeill's Pursuit of Power (Chicago, 1982), is called
"The Era of Chinese Predominance, 1000-1500". By 1000
A.D. part of northern China had been under Khitan rule for almost
a century, and only at the very end of McNeills period
(after 1368) was all of China under native Chinese rule. There
should be a study of reasons for the increased military
effectiveness of the eastern nomads after 900 A.D., compared to
that of the earlier nomad groups. The greater rationization
of the nomad forces seen not only among the Mongols but also
under the earlier Khitai (as well as the Kara-Khitai) is probably
the most important reason. Another might be the ability of
Mongol forces to sleep in the saddle and travel for 48 hours
continuously, which would give the Mongol commanders an enormous
advantage in planning their campaigns. This capacity was
unusual enough that it was mentioned both in the Secret
History and the Sheng-wen Chin Cheng Lu, both of
which are ultimately Mongol in origin.
[xxx] Barthold, W. , Histoire des Turcs dAsie
Centrale, Adrien-Maisonneuve, 1945, pp. 323 - 463.
[xxxi] In 1241 A.D. and 1259 A.D., halting Mongol
advances against Western Europe and Egypt respectiviely.
[xxxii] Steensgaard, Niels, The Asian
Trade Revolution of the Seventeenth Century, Chicago, 1973,
p. 42; Lane, Frederic, Venice and History, Johns
Hopkins, 1968; Seaman, Gary, "World Systems and State
Formation on the Inner Asian Periphery", in Seaman,
ed., Rulers from The Steppe, pp.1-17; Tilly, Charles, Coercion,
Capital, and the European States (Blackwell, 1990), Chapter
One, Cities and States in World History, especially
the charts on pp. 18, 23, and 60, (late
centralization in Europe: Tilly p. 25.) The dual governmental structure
characteristic of the hybrid Toba, Khitan, Jurchen, and Mongol
Sino-barbarian states looks very much like the separation of
coercion and capital into two distinct systems, with coercion
dominant: Thomas Barfield, The Perilous Frontier,
Blackwell, 1989, p. 119). [xxxiii] From a quasi-Marxist point of view,
the strength of the Mongols was their (still-materialistic)
domination of the means of destruction (rather than production).
There are a lot of issues at stake in Engels refutation of
Duhrings force theory of the state, but his
argument does not really apply to the Mongols: [T]he
producer of the more perfect instruments of force.... vanquishes
the producer of the less perfect instrument.... in a word, the
triumph of force is based on the production of arms, and this on
production in general therefore, on economic
power, on the economic order, on the material
means which force has at its disposal.. (Frederick Engels,
Anti-Duhring, International Publishers, 1976, p. 184). The
productive power of the Mongols was insignificant, but highly
specialized: "An Inner Asian nomad empire can be compared to
a hypothetical modern country whose entire industrial output
consists in tanks." (Denis Sinor, "Horse and Pasture in
Inner Asian History", Inner Asia and its Contacts with
Medieval Europe, Variorum, 1997, #II, p.180.) The Mongols belief that they had been
commanded by God to conquer the world, and also their belief that
their victims would be their slaves in the afterlife, are
obviously characteristic of a people which is not only highly
militarized, but also almost always militarily triumphant. In
such societies war would normally be the primary source of
symbolic value status, access to prestige
goods, etc.. Marshal Sahlins has argued that economics is indeed
dominant in modern capitalist societies, but not universally:
In Western culture the economy is the main site of
symbolic production ..... The cultural scheme is variously
inflected by a dominant site of symbolic production, which
supplies the major idiom of other relations and activities.
Sahlins wants to contrast modern societies to traditional
societies ruled by kinship, ritual, and tradition rather than
economics (which is only a constraint.) From this point of
view, for the Mongols it was war which was the main site of
symbolic production. (Marshall Sahlins, Culture and
Practical Reason, Chicago, 1976, p. 211.) It is not
surprising that most of their practices are not only strange, but
abhorrent, to us.
[xxxiv] The Crusades (and perhaps even the
Reconquest of Spain) can be thought of as the last gasp of the
Teutonic barbarians. The first northern European
incursions into the Mediterranean wereby the pagan Vikings,
who were soon followed by by their descendants, the secular
Norman freebooters in Sicily, and only last by the Crusaders. See
also James Russell, The Germanization of Western
Christianity, Oxford, 1994. [xxxv] Barfield, Thomas, The Perilous Frontier,
Blackwell, 1989, p. 206. The rationality and individualism of the
nomads and other Mongols have been noted by David Christian and
Vladimirtsov: (David Christian, A History of Russia, Central
Asia, and Mongolia, Vol. I, Blackwell, 1998, p. 87; B.
Vladimirtsov, (Carsow tr.), Le Regime Social des Mongols,
Paris, 1948, p. 104.) |