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Who were the Mongols? How should the term "Mongol" be understood when speaking of the Mongol Empire?

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Master Bibliography on The Mongol Empire, Central Asia, Eurasian Travellers, the History of War, and the Barbarian World

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Note: This piece is a draft and is presently being revised.

THE NOMADS IN EURASIAN HISTORY

 

 

For about two thousand the Scythians, Hsiung-nu, Huns, Turks,  Mongols, and  other barbarians of the northern steppe were a continuous hostile presence for the sedentary civilizations of the South. The barbarians could be invaders,  raiders, mercenaries, clients, or the founders of new dynasties in the sedentary world, but their relationship to the civilized world was predominantly military and was made possible by their mastery of cavalry warfare. Since for the civilized states of that period the most important single state function was military, and since the steppe barbarians were usually the most important military threat, the peoples of the steppe have had a formative influence on the civilized world –  an influence which has seldom been recognized.[i]

 

Throughout the civilized world during the period in question, and even to this day, the barbarians have normally been thought of as a blind and destructive outside force.  Modern scholarship has enormously improved our understanding of these peoples, but even in scholarly circles many mistaken ideas about them still persist. In this article I will propose a new interpretation which is in some respects original, and which also brings to the fore existing studies which  have not achieved the circulation they deserve.

 

For convenience I will start with a few definitions. “Barbarians” are uncivilized people who present a military  threat to civilized peoples. (Isolated and powerless uncivilized peoples would have to be called something else.)  “Civilization” means urbanized sedentary (agricultural) societies relying on written records and governed from capital cities. (The existence of borderline and transitional cases does not make this definition useless). “Pastoral” societies are those which rely heavily on herd animals (sheep, goats, horses, camels, yaks, reindeer, etc.) for their livelihood – though as we shall see, no purely-pastoral society has ever been found, and such a society is probably impossible. The term “nomad” is often used to designate pastoral societies, but since it also can be used to refer to various other sorts of migratory groups it has to be used with care. I will use it here as a short way to refer to the pastoral steppe barbarians, especially when they are militarily organized as a cavalry force.

 

The nomads whose confrontation with civilization is the topic of this paper dominated the northern steppe running from Hungary to Manchuria from about 700 B.C. to about 1300 A.D.  I will argue that these peoples should not be thought of as primitive outsiders,  but rather as sophisticated and highly rational  military specialists whose way of life developed in tandem with that of  the sedentary civilizations over that whole period  They conceived of time, space, and risk differently than did the cautious, control-oriented ruling classes of the agricultural societies, and ultimately, by unifying Eurasia, they helped bring the modern world  into being.

 


WHO WERE THE NOMADS?

 

The nomads are best defined functionally, ecologically, politically,  and geographically, rather than ethnically.[ii] They were steppe pastoralists  who, when unified in large politico-military coalitions, were able to extract wealth from the civilized world by various combinations of extortion, raiding, mercenary service, and conquest. (Getting what they needed and wanted by peaceful trade was not really an option, since little of what was produced on the steppe was of much interest to the civilized world).  At times they were capable of overcoming existing civilized dynasties and replacing them with their own steppe-based dynasties – though infiltration and usurpation by steppe mercenaries was more common than direct conquest.  The new dynasties usually developed into civilized dynasties in the course of a few generations, but without entirely losing their steppe character, and they are best called hybrid dynasties. [iii]

 

The idea that pastoralism is a semi-primitive stage intermediate between hunting-and-gathering and agriculture was refuted decades ago, but it still hangs on in the scholarly subconscious. The origins of agriculture are clearly earlier than those of pastoralism, and wherever it has been found, pastoralism has been in a symbiotic relationship with agriculture.[iv] Most supposedly pastoral societies practiced some agriculture, and the Scythians  were even major grain exporters. (While it is true that pastoralism is normally practiced in drier areas where agriculture is difficult or impossible, extensive areas are suitable for either use, especially if irrigated.[v]) Pastoralists who practiced no agriculture at all probably did so either because there was a comparative advantage to be found in extorting goods from the civilized world, or because in a state of continual warfare crops in the ground were too hard to defend.  It seems most likely  that the first societies which could be called pastoral appeared when the pastoralist part of a mixed economy split off from the sedentary part, and it is equally likely that this split took place when the pastoralists started taking advantage of their mobility to plunder the agriculturalists.  Or to put it differently,  “pastoralism” was militarily defined at its very origin.[vi]

 

 The way of life developed by the steppe barbarians, although non-urban and mostly illiterate, was well-suited to an area where civilized life could not flourish, and in their dealings with the civilized states the nomads proved to be politically sophisticated.  The yurt and the compound bow were engineering marvels; their horses gave these peoples a mastery of the continental spaces which could not be matched by civilized peoples; and the steppe forms of military organization, tactics, and strategy (as perfected by Chinggis Qan) surpassed those of any civilized nation. 

 

Barbarism is dependent on civilization and pastoralism is dependent on agriculture, and by and large the nomads have always been joined to civilization as the abusive mate in a rather unhappy couple. It does not make sense to define them as Other. The fact that there is no love lost between the two groups and that their repeated contacts tend to be violent and hostile does not mean that we are talking about two different societies; what we are  talking about is a single society with a high degree of built-in structural violence.  The  nomads were military peoples who, though geographically on the borders of the civilized world,  were part of that world: not primitives, but specialists.

 

PEOPLES SPECIALIZED FOR WAR

For the nomads, violence was normal. War was their only activity requiring large-scale political organization, and success in warfare was almost the only  way for a man to achieve high status.  Peace was essentially unknown; during periods of disunity when war against the civilized world was not being waged, small-scale local skirmishing and raiding took its place. The way of life of the nomads was a consequence of pastoralism and military organization. The Chinese stereotype definition of the steppe barbarians -- "People with no fixed residence who follow the water and grass with their flocks, people bent on war and plunder who spend their lives on horseback, people who know their mothers but not their fathers, and who often kill their fathers and brothers" is actually fairly accurate.[vii]

War was virtually cost-free for the nomads.  Mortality from large-scale wars was not necessarily greater than that from the constant raiding.  Mongols were regarded as adults at fifteen, so manpower losses were recouped very quickly .  Battle deaths did not reduce human fertility at all, since widows immediately remarried. And since the nomads had no fixed “real property”, war did not reduce their productive capacity. Different people just grazed the same sheep on the same unimproved land.

Mongol clans were very weak and were always splitting. Brother-against-brother and couson-against-cousin battles were more the rule than the exception, and father-against-son battles were not rare.  Whatever political order there was on the steppe was transient, consisting almost entirely of the personal allegiance of individuals and groups to a war chief to whom they usually had only the slightest kinship relationship – and this allegiance could evaporate in a single afternoon. Unlike the rulers of sedentary states who controlled walled cities, treasure houses, granaries, formal bureaucracies, professional armies, fortresses, and large numbers of peasants tied to the land, steppe leaders really had nothing concrete to pass down to their heirs. A qan's sons, nephews, brothers, and uncles all could bid on his position if they wanted to, and they did this by recruiting followers and fighting against all the other contenders until only one was left alive. This "bloody tanistry” was actually the steppe’s dominant political institution.  In effect, steppe political groups had to be recreated almost from nothing at every succession.[viii]

When a qan or other contender for power killed one of his rivals, functionally a number of good things happened. First, the rival was gone, and the victor had gained a reputation for power. (Sometimes the idea is expressed that the victorious contestant magically gains the powers of his defeated and murdered rival, and he often married his victim’s wives or daughters.) Second, the rival's enemies became friends. Third, the rival's dependents and inferiors were left without their leader. Negatively, certain relatives of the murdered rival were obligated to take revenge at whatever cost, but usually they lost most of their supporters since the their enemy’s victory had shown that heaven had rejected them. And since the primary function of steppe leaders was to fight wars, a practice war was the best way to select a good leader.  Of all peoples, the this-worldly Mongols most worshipped God of success, or the God of war; for them, victory in battle was a proof of righteousness. ("Trial by battle" in early medieval Europe was a vestige of this).

A final functional benefit of the killing of rivals -- this one a social benefit -- is simply that it put an end to disputes. In an ideal case when two equally-qualified leaders are contesting power and neither one is willing to yield, from the point of view of the average subject the only important thing was really that one or the other, regardless of which, should win quickly and and the struggle should end – a goal which could be attained by the death of either contender. During periods of disunity nomads risked their lives stealing each other’s horses (rather like the old joke about poor families ekeing out a living by taking in each other’s laundry); once unified, they took the same risks to gain a share of the enormous wealth of the civilized world.

The evidence in the Secret History itself is sketchy, but his Mongol successors believed that while he  prayed on Burqan Qaldun,  Chinggis Qan had been charged by Heaven to conquer the whole world, and that anyone who resisted the Mongols was thus defying Heaven.[ix]. This belief was self-justifying as long as the Mongols continued to win all their battles, and was reinforced by Mongol’s deviant version of the universal principle of “retribution”.[x]  Whereas most societies believe that a killer incurs guilt which must be expiated, the Mongols believed that a killer’s victims are doomed to be his slaves in the afterlife. This might be explained simply as an extreme case of the common human belief that only one’s own people needs to be treated according to any ethical principles, with the remainder of the human race being regarded as of no worth.  However, this principle was also in effect within the Mongol world itself during contests for leadership. Chinggis Qan killed every Mongol who represented an actual or potential  threat to his rule, including many of his kin and most of his allies. (In the words of Hambis, “Chinggis Qan was not someone who shared”).[xi]  The Mongol world was organized by and for violence, and their beliefs about the afterlife and the spiritual world reflected that reality.

On the steppe, periods of unity and strength alternated with periods of division and weakness.[xii]  Unity gained through murder could be maintained only by largesse; the qan kept the loyalty of his followers only by supplying them with gifts, which mostly came from the civilized world, either as plunder or as tribute.  By distributing this booty a Qan kept the loyalty of his followers and kept himself in power; if the flow dried up, or if the civilized leaders cagily started offering gifts to a rival leader, a qan’s power could disappear quickly. His ulus would disintegrate and its component sub-groups would go off on their own or reaffiliate with some other qan.

 

The Bedouin saying “Raids are our agriculture” was equally true of the Mongols[xiii].  The unified steppe was of necessity a threat to civilization, since war was the only real reason for unity and since the gifts required to maintain unity could be acquired only as plunder or as tribute (which was effectively payment for protection). The steppe economy was a war economy designed to plunder the civilized world.  The herds of horses and sheep, rather than being the Mongol’s primary product, might be thought of as their “physical plant” or overhead.  A steppe people at peace is like a factory standing idle.

 

The Secret History is not the epic tale of a hero and his acts of prowess.[xiv]Instead, over and over again we see the eventual Chinggis Qan (a bold, shrewd leader, seemingly favored by the spirits and notable for fairness and generosity) receiving voluntary support  from key individuals at critical moments.. The nomad qan was a leader of men, not a ruler of territory: a leader with enough good men (his ulus) could take the territory he needed (his nutuq), whereas without followers a qan could do nothing.[xv] Nomad wars were fast-moving and always offensive, rather than defensive, and fortifications were useless on the steppe. Even if a nomad group were able to store enough food to keep itself alive during a siege, they could hardly build a fort large enough to keep their horses and livestock alive, and without their horses they would be doomed in steppe warfare. (In the two cases when defensive works are mentioned in the Secret History, they are built by defeated tribes who know that they will all be killed in the end, but who want to kill as many of the enemy as possible first.)[xvi]

Despite their inferiority in population and wealth, the nomads had a number of military advantages over the civilized states. Since their flocks and their families were mobile, the nomads (unlike the sedentary rulers who had to protect tax-producing cropland) did not have to protect any specific homeland.[xvii] Because pastoralism is not labor-intensive, the nomads could achieve extraordinary levels of mobilization: in wartime, all able-bodied males older than fifteen were in the army.  The nomad’s biggest advantage, however, was mobility. The nomad horses were not especially fast. The primary nomad advantage lay in the fact that the entire force was mounted; thus, the nomads did not have to coordinate their movements with slower infantry forces or with baggage trains.

Nomad forces were dispersed except during an attack; after an attack, they dispersed again, though they were still capable of regrouping and destroying their pursuers.   Because they approached in a spread formation, the defenders could not be sure exactly where the attack would be directed (and in response to defensive movements, the nomad army’s target could be changed upon along the way.)  Nomad armies were controlled by a central command which had the advantage of a well-organized scouting system and which could use complex signaling systems to execute difficult maneuvers (e.g. feigned retreats) quickly  in response to observed weaknesses in the enemy’s defenses.  Campaigns were always carefully planned on the basis of diligent, scouting of the enemy forces and the terrain, and nomad armies could closely coordinate independent, widely-spread  columns at the distance of several hundred miles. These armies furthermore had the ability to sleep in the saddle and travel day and night for as long as forty-eight hours. All put together,  nomad commanders had much better information to work with than their sedentary enemies, were strategizing a much larger playing field than their sedentary enemies, and could be at the right place at the right time more reliably than their sedentary enemies. A sedentary defender who had command of a radius of, for example, fifty miles might be faced with a nomad leader who commanded a radius of a hundred miles. The nomad attacker would have full knowledge of the defender’s activities, whereas much of the attacker’s field of operation would be outside the defender’s scope.[xviii]

A nomad advantage peculiar to Chinggis Qan’s Mongols was an extraordinary degree of centralization and rationalization which contrasted with the confederations of semi-autonomous tribal groups which had comprised most of the earlier steppe forces. During his lifetime, the whole Mongol force was entirely subordinated to his will, allowing him to plan his continental campaign strategically, focussing the bulk of his force on one enemy at a time while keeping the others occupied with smaller forces. The argument can be made that when mobilized for war, Chinggis Qan’s ulus, governed as it was by the calculation of ends and means and centralized under a strict chain of command, was the most rationalized human grouping of its size that the world had seen up until that time.[xix]

The civilized world could defend itself against the nomads  only by developing forces of comparable mobility, and to a greater or lesser degree they all did so (mostly with the use of nomad mercenaries).  But before 1300 (or even later), the forces of civilization were never good enough to completely neutralize the nomads’ aggressive potential. Only with the advent of mechanized warfare (and gunpowder) was that goal finally attained.[xx]

THE UNIFICATION OF EURASIA

By 1280 or so it was possible to travel from Paris, Constantinople or Baghdad to China and back. All of Eurasia and much of Africa had been united into two overlapping zones of communication and trade. Muslims and Christians could travel anywhere in the Mongol world, and from there could travel to Southeast Asia and India.  Muslims could not travel in the Christian world (which stretched to Greenland), but could travel freely throughout the Indian Ocean, most of north and east Africa, and part of central Africa (Timbuktu) – areas which were mostly denied to Christians

It had not always been so. From the surviving Latin and Greek written writings, it can be seen that the West before Marco Polo knew almost nothing about China. A mere 80 pages or so all told,  these records consist of little more than literary cliches, legends, and rumors of noble savages, with a few scattered facts thrown in here and there.  Many reports confuse the Chinese with intervening peoples, and it was only discovered in the sixth century that silk is not a vegetable product.  In the seventh century Theophylactus recorded the first verifiable direct report from China, which was based on information brought by a Turkish ambassador to the Byzantines; but succeeding reports reverted to rumor and myth, and even the idea that silk was gathered from a plant soon reappeared.[xxi]

It is often assumed that this was because of the vast distances involved, but this explanation does not hold.  From Paris to Beijing is only about 5000 miles. By 1000 A.D. navigation of the North Atlantic, the Mediterranean Sea, and the Black Sea  was routine, and the Caspian could be reached by land.  In the South, by 700 A.D. or earlier travel on the sea routes from the Red Sea and the Persian Gulf to India and China was also routine– though as a rule these routes were barred to Europeans.  (It is also sometimes assumed that the land route was not used simply because it was inefficient, but once the Mongols pacified the steppe, the land trade flourished, and in fact the caravan trade remained viable for centuries after the collapse of the Mongols).[xxii]

The problem was human.  Before the Mongols and Marco Polo, a succession of various enemies blocked European land access to China. In the Middle East it was first the Persians, and later other Muslim rulers.  On the steppe, it could be either  the pervasive disorder, or else the dominant barbarian group at any given period.  The intervening peoples were determined to monopolize long-distance trade (especially in silk); an equally-important motive was their need to prevent coordinated military attacks from the East and the West. Europeans were not able to reach China because they were prevented from doing so.[xxiii]

The unification of Eurasia came from the steppe, and not from the civilized world. Darius, Alexander, the Romans, the Chinese, and even the Arabs of early Islam never succeeded in occupying any significant part of the steppe for long. A very quick sketch of the political history of the steppe, focussing mostly on the eastern end of Eurasia and leaving out many peoples who, for one reason or another, are not important to the story, can show how this unification ultimately became possible.

A BRIEF HISTORY OF THE STEPPE

The earliest steppe barbarians (the Scythians. Hsiung-nu, and Huns) lived on the boundaries of civilization and exploited the civilized world by a combination of raiding, tribute-taking, and mercenary service (which usually meant the hiring of one group of barbarians to fight a different group).[xxiv] They controlled sedentary -- but not necessarily civilized --  areas of considerable size, and their economies were mixed.  By and large, they did not try to conquer the civilized lands to the south and  did not occupy civilized territory. Instead they alternated raiding and peace while extorting tribute. These peoples profited from trans-continental trade (e.g. the silk trade),  but do not seem to have considered  the development and control of this trade as centrally important.

The Hsiung-nu empire and the Han dynasty collapsed more or less simultaneously in the second half of the second century A.D.  Large political units on the steppe are dependent on the existence of the prosperous sedentary societies they exploit  After China had been devastated by the post-Han civil wars, there was no longer enough plunder or tribute available for the steppe Qans to distribute, and without this incentive the steppe confederations simply disintegrated.  (Ts’ao Ts’ao’s Wei state was a mere fragment of Han, but Ts’ao was easily able to defeat and co-opt the remaining Hsiung-nu and Hsien-pei).[xxv]

During the Eastern Chin (265–317 A.D.) a succession of indigenous and steppe-barbarian dynasties ruled parts of North China for brief periods, but  the Toba of the Northern Wei dynasty (386-534 A.D.) were the first steppe people to govern large areas of China for any coinsiderable period. (The foreign dynasties have not been honored by Chinese historians, and unfortunately this dynasty has not been studied as much as it deserves). Under the Northern Wei, Buddhism was established and the Silk Road trade with Central Asia and beyond was revived, but although during the early part of their reign the Toba controlled Western China, they did not extend their power into the Western Regions (Xinjiang).[xxvi]

Just as the Hsiung-nu empire came into existence only after Ch’in had unified China, it was only after the unification of north and south China by the Sui and T’ang dynasties (both of which had which had steppe antecedents)[xxvii] that the Turk steppe empire came into being. The Turks did not occupy Chinese territory and were ultimately stalemated by the Chinese, but they sent an embassy to Constantinople and thus were the first barbarian people to be simultaneously in contact with the Mediterranean and with China. The Turk empire did not stay unified for long, but the idea of a steppe empire dominating the whole Silk Road, though it was only fully realized half a millenium later by the Mongols, was born and briefly attained with them..[xxviii]

For well over a thousand years (200 B.C. – 970 A.D.), the Chinese defended themselves quite successfully against the steppe peoples.. But for the next five centuries,  much or all of Northern China was under the control of hybrid regimes ruled by dynasties of steppe origin. In 907 A.D. the Khitans (a steppe people, and probably Mongols) occupied an area in the north, calling themselves the Liao dynasty. In 982 A.D.  the Tangut, a people of mixed origins, occupied the Ordos and the Kansu Corridor in Northwest China, thus controlling the eastern terminus of the Silk Road. In 1115 A.D. the Jurchen, a Manchurian forest/steppe people related to the later Manchus, overthrew the Khitans and expanded further to the south. With the fall of the Liao dynasty, some of the defeated Khitans fled west to the area of the  present Kirgiz Republic, establishing the hybrid Qara-Qitai empire there. Further west, from Khwarizm as far as Egypt, Turkified dynasties ruled the steppe and much of the Middle East.  Most of these groups can ultimately be traced back to Mongolia – a military and political high-pressure zone.[xxix]

A 1500-year progression can be sketched. Before about 200 B.C. the steppe peoples were not a major factor for the Chinese.  Between 200 B.C. and 200 A.D. the Hsiung-nu united the eastern steppe and challenged the Chinese Empire, gaining plunder and tribute but never occupying or ruling Chinese territory. After almost two centuries of disunity both on the steppe and in China, in 386  the Toba Wei in northern China founded the first significant barbarian-Chinese hybrid state. While this state did not reach as far to the west as the Han dynasty had, it maintained trade and cultural contacts with the Buddhist dynasties of Central Asia and beyond. Then, after another period of disunity, the T’ang dynasty ( founded in 608 with some Turkish help) further developed these contacts.  During the T’ang  the Turkish Empire flourished on the steppe, and through Turkish intermediaries news from China reached the West (Byzantium) for the first time. Finally, starting about 900 A.D., the whole way from North China to Central Asia came under the control of local barbarian / civilized dynasties of roughly the Toba type.

By 1200 A.D. when the Mongols came on the scene, there was already a long tradition of hybrid barbarian/civilized rule in the north of China. The Silk Road was well over a thousand years old, and the Turks had already (many centuries earlier) reached the West and had conceived of the idea of trading directly with the West. So while the hybrid Mongol Empire as a whole was unprecedented, its way had been prepared by many barbarian precursors.

In the final showdown it was the still-barbarian Mongols who defeated the hybrid Chin, Hsi-Hsia, and Qaraqitai states (and to the West, Khwarizmia and the Caliphate, both of which had become heavily Turkified by processes of infiltration and mercenary usurpation).[xxx]  The same mastery of space and time which gave the nomads an immediate military advantage also made it possible for them to visualize Eurasia, for the first time, as a whole. Before the Mongol conquests, except briefly at the height of the Turkish empire, it had been essentially impossible to send an intelligible message from one end of the steppe to another. But twice during the Mongol period, the death of a great Qan was announced in the West.  Their recipients, at the borders of Hungary and Egypt respectively, returned to Mongolia to participate in the selection of the new Qan[xxxi]. These announcements were not just messages, but commands, and the commands were obeyed.  Eurasia had become a unity.

THE MONGOLS AS PROTECTION ENTREPRENEURS

The Mongol Empire can be thought of as a precursor of the global European trade empires which came to dominate the world after  the sixteenth century. The Mongol role in history can be understood better with the help of concepts drawn from the study of these empires (as well as the earlier Venetian republic).

One of the chief functions of government is protection from banditry and the like.  According to Steensgaard, before the rise of the great European empires and trading companies, protection costs were probably the biggest single cost for the long distance trade between Asia and Europe: “[P]rotection costs in the form of customs on the routes investigated here in all probability exceeded the true transportation costs”. Following Frederick Lane, Steensgaard treats protection as a commodity -- as one of the costs of doing business, with suppliers competing to offer the best price, and he explains the outcome of the competition in the Asian trade between the Portuguese, the French, the Dutch, and the English in part by the different ways the different players handled the protection cost.

In his own writings Lane made a distinction between “negative” and “positive” protection. Negative protection is what we think it is: the protection of trade against bandits and extortionists.  But “positive protection” is something quite different: it includes both the protection of a monopoly by the plundering of competitors, and the coercion of unwilling trading partners (as in the Opium Wars, for example). In this formulation, negative and positive protection are symmetrical opposites: negative protection is protection from bandits, whereas positive protection is basically banditry.  This description fits the historical record very well: before the modern age, almost all  of the traditional trading peoples engaged in piracy and forced trade whenever it seemed useful, and often enough caravaneers and bandits (or pirates and sea traders) were the same people at different stages of their careers.

Charles Tilly has pushed the analysis a step further.  He described the states of early modern Europe with regard to the accumulation and concentration, respectively , of “capital” and “coercion” (roughly, wealth and military power – or “protection”.)  Modern states rank high in the accumulation and also in the concentration of both capital and coercion, whereas impoverished, stateless “primitive” societies rank low in every respect.  In between there are many different variations.  Examples including Czarist Russia (low in accumulation and concentration of wealth, high in concentration of power),  the Dutch Republic (high in the accumulation and concentration of wealth, but with little power), the city-states of Northern Italy (lots of wealth and power, but with little concentration), and so on.

The Mongol state after its unification by Chinggis Qan in 1206 fits most peculiarly into the analyses of Lane and Tilly. From Lane’s point of view, at the beginning the Mongols were simply specialists in “bad” positive protection, or plunderers, but within six or eight decades they had become the most successful suppliers of negative protection (“good” protection) in Eurasian history.  In terms of Lane’s definition of protection as a commodity, the Mongols were simply protection entrepreneurs. The Mongols’ brutal initial attacks can be seen as a salesman’s demonstration of the deficiencies of the competitor’s product, and the Mongol empire which ultimately came into being was the superior, newly-installed product.

On Tilly’s grid the Mongols of 1206 were located at the extreme upper right hand: an extraordinarily powerful and centralized military supported by scarcely any economy at all. . (While the Mongols obviously did have an economy, it was a subsistence economy which produced almost no tradable or storable wealth.) Of the states analyzed by Tilly, Czarist Russia was closest to the Mongols, but the Mongol accumulation and concentration of wealth was far inferior to that of Russia, whereas the Mongol concentration of  coercion (or centralization of military power) was probably greater than that of any state before the French Revolution.[xxxii]

The newly-united Mongols of 1206 were a very peculiar entity indeed. A fully-rationalized military machine, worshippers of a universalistic god of war for whom killing was unproblematic, they represented pure coercion looking for capital. Illiterates at the farthest possible distance from all the urban centers, they would unite Eurasia. Rather than a true society, the Mongols in 1206 were a specialized and highly concentrated coercion function looking for concentrated capital to exploit and control. Powerful as it was, Chinggis Qan’s horde was very fragile. If it had failed to conquer a significant part of the civilized world, it would have disintegrated and  disappeared.[xxxiii] 

CONCLUSION

The Mongol Empire was unique, unprecedented, and destined never to be repeated. At the same time, it was the culmination of a long development. Between about 200 A.D. and 1300 A.D. the whole civilized world was conquered by barbarians – Germans, Hungarians, Turks, and Mongols. (After the Fourth Crusade, even Byzantium, while not quite extinguished,  was under Frankish rule.)  During that interval the Arab barbarian conquerors triumphed, became civilized, and were themselves subjugated in turn as time went on, civilization restablished itself and the barbarians disappeared as a force, but the new civilizations had been transformed by their experience.[xxxiv]

The Mongol mastery of space meant that a large part of Eurasia which had earlier been chopped up into a large number of mutually-hostile and often quite fragile jurisdictions briefly became unified into one political unit.  Even after the division of Chinggis’ empire among his grandsons, the ensuing political units were larger in scope than the preceding states had been – above all, on the Western steppe.  The Silk Road, which had functioned tolerably  well even under conditions of disunity and insecurity, become much more negotiable and made possible the journeys of Marco Polo and others, whose reports motivated Christopher Columbus and other western explorers. In the long run, the resulting European sea empires came to dominate Chinggis Qan’s immediate continental successors (Tamerlane, the Moghuls, and the Ottomans),  but it still can be said that the Mongols stand at the beginning of the modern age.

If the Mongols are seen as military and political specialists within civilization, rather than as the murderous Other, then perhaps they can be reevaluated in somewhat the same way as the bourgeois traders and moneylenders have been. Both in traditional China and in medieval Europe, trade and finance were  thought to be parasitical and wrong, in contrast to agriculture and other forms of primary production.  (This prejudice, which persisted until the modern age, was not shared by the Mongols, who favored trade and received key support from Muslim and Uighur traders: “Whereas the Chinese government tended to view international trade as a potential drain of resources, the nomads saw it as a way to create wealth”.)[xxxv] 

Once the bourgeoisie came to receive respect, however,  the military specialists were the ones to be cast into the outer darkness.  This is because the medieval aristocracy – cavalrymen not really too far removed from the steppe – was precisely the enemy the bourgeoisie had to displace. But granted the pervasiveness of war and military organization and their powerful influence on every civilized political structure, and given the dependance of every successful society on military protection, perhaps it can be granted that as “protection”  the Mongol unification of Eurasia was a real and positive contribution.[xxxvi] 

This paper has been deliberately provocative and one-sides. I have not mentioned the brutality and human cost of the Mongol campaigns, the permanent harmful effects of the devastation of eastern Iran, or the long-term negative consequences of despotic rule over servile populations.  But I believe that I have succeeded in proposing a new and useful way of understanding the relationship of the steppe and civilization during a long and crucial period of history. 

 


 



GENERAL BIBLIOGRAPHY

 

Abu-Lughod, Janet, Before European Hegemony, Oxford, 1989..

Adshead, S.A.M., Central Asia in World History, St. Martin’s, 1993.

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 FOOTNOTES

[i] Roughly the same area had been a barbarian reservoir before that period, but the early Indo-European invaders, though they were pastoralists to a degree, fought as infantry rather than as cavalry.   Much the same is probably true of China’s western barbarians before about 300 B. C.  Even though Mongolia became the center of the steppe world,  it seems most likely that the barbarians first formed cavalry armies on the central or Western steppe between the Black and Caspian Seas. (Prusek, J., Chinese Statelets and the Northern Barbarians in the Period 1400-300 B.C., Humanities/ Reidel, 1971; Psarras, Sophia-Karin, “Xiong-nu Culture: Identification and Dating, Central Asiatic Journal, Vol. 39 #1, 1939, pp. 102—135.). William McNeill (Pursuit of Power, Chicago, 1982, pp. 14-16) has speculated that cavalry warfare was invented by steppe nomads in the Assyrian service or even by the Assyrians themselves.

[ii] "Instead of ethnic designations we shall have to deal with terms of nomenclature reflecting essentially the form of the constitutional organization of nomadic groups. We believe that the dark mists obscuring the history of the steppe would be dispelled sooner if emphasis were laid on the study of the migration of political symbols rather than that of hypothetical migrations of ethnic units, on the 'alarums and excursions' of political groupings, rather than on the mythical meanderings of self-conscious ethnoses, each bent on propagating its particular linguistic or ethnic self." (Boodberg, p. 305).

Boodberg , Peter, “The Altaic Word for ‘Horn’ in the Political Nomenclature of the Steppe”, Selected Works, California, 1979, pp. 296—305; Lindner, Rudi Paul, "What was a Nomadic Tribe?", Comparative Studies in Society and History, 1982; Wolfram, Herwig, tr. Dunlap, History of the Goths, California, 1988; Wolfram, Herwig, tr. Dunlap , The Roman Empire and its Germanic Peoples, California, 1990; Heather, Peter, The Goths, Blackwell, 1996; John J. Emerson, “Who were the Mongols?”:  www.johnjemerson.com/who.htm 

[iii] The Jurchen and Manchus in the east and the various Germanic peoples in the west were barbarians, but not steppe pastoralists, and as such not centrally relevant to my paper.  However, pastoral and non-pastoral barbarian peoples often joined together  militarily in order to put pressure on the civilized world. Over the centuries,  coalitions and hybrid societies joining steppe and non-steppe peoples were repeatedly created along the line connecting the Baltic Sea  and the Black Sea., and in the period preceding the rise of Chinggis Qan a number of such hybrid societies dominated northern and northwestern China  and the intervening area all the way to Russian Turkestan. Some of the Goths became thoroughly steppified, and legends of the Huns lived in the German traditions for a thousand years, reaching as far as Greenland.

 

Between about 100 B.C. and 1100 A.D. the Western European (non-steppe) barbarians were all integrated into the civilized world (in eastern Europe, Lithuania was the last to convert, in 1386 A.D.)  Much the same was true of the peoples of Manchuria, though it took longer.  But the steppe barbarians were a harder task.

[iv] Barclay, Harold, The Role of the Horse in Man’s Culture, J.A. Allen, 1980.

[v] Di Cosmo, Nicola, Ancient China and its Enemies, Cambridge, 2002; Di Cosmo, Nicola, “Ancient Inner Asian Nomads”, Journal of Asian Studies, Vol 53 #4 (Nov. 1994) pp. 1092—1126.

[vi]  Many explanations of steppe history in terms of weather and climate have been offered.  The original appearance of pastoralism on the steppe probably came about when a dry period made agriculture more difficult, causing the pastoralists of a mixed economy to become relatively more numerous  and to establish their political independence at the expense of their sedentary cousins and other agriculturalists.

 

Once pastoralism has been established, an increase in rainfall makes it possible to raise more animals, but it also makes possible agricultural incursions into grazing land. On the other hand, a decrease in rainfall turns some grazing land into desert, but it also turns some agricultural land into grazing land, thus reducing the total amount of agricultural land and bringing the pastoralists closer to the sedentary centers.

Because they are entirely dependent on their animals, which must be kept alive, pastoral peoples are extraordinarily sensitive to small short-term variations in rainfall and other weather conditions. However,  the steppe armies customarily started their campaigns when their horses were fat and healthy, so the explanation of individual campaigns by drought is rather doubtful – though something like this might happen if a people saw their grazing areas becoming exhausted and decided to strike before their herds had felt the effects.  But most attacks are made from a position of strength, and when not, it is usually a case of militarily-defeated groups taking their chances elsewhere (e.g., the founders of the Qaraqitai state and the Moghul dynasty, the Naiman who destroyed the Qaraqitai, or the Khwarizmians who helped Islam recover Jerusalem in the thirteenth century.)

While the reductive attempts to explain the barbarian invasions by changes in climate and weather are mostly discredited, a more nuanced approach, taking into consideration both long-term and short-term variations in their affects both on pastoralists and agriculturalists, might well be fruitful.

 (Lamb, H.H.,  Climate, History,and the Modern World, Routledge 1995 (pp. 185, 317-18); Lattimore, Owen, Studies in Frontier History, Oxford, 1962 (pp. 62, 242-3.); Brentjes, B., “Nomadwanderungen und Klimasschwankungen”, Central Asiatic Journal, Vol. 30, nos. 1-2, 1986, pp-7-21; Buell, Paul D, “The Role of the Sino-Mongolian Frontier Zone in the Rise of Chinggis-Qan”, pp. 63-76, Studies on Mongolia, ed. Schwarz, Bellingham, 1979.

[vii] The steppe way of life led to extraordinarily high male mortality, and thus to polygyny as the widows remarried. As a result, sons often did not know their fathers, either because the father was dead or because the mother was only one of many wives.  The mother-son bond was the most lasting social bond in steppe society and women (mothers and wives) normally played a strong political role, the legitimacy of which was not in doubt (by contrast to China, where strong women were also common, but customarily denounced.) The figure of a mother and her sons figures dramatically in the Secret History both in the legendary story of Alan Qo’a and in the story of Temujin’s mother Ho’elun and her sons, and throughout the book and throughout Mongol history you see mothers working to protect their boys and advance them into positions of power.

 

[viii] Fletcher, Joseph, "The Mongols: Social and Ecological Perspectives", #IX in Studies on Chinese and Islamic Inner Asia, Variorum, 1995; Barfield, The Perilous Frontier, Blackwell, 1989, pp. 26, 206-217. I plan to write about tanistry as simply a special case of state-formation in a later paper to be called “The Political Theory of Chinggis Qan”.

 

[ix]  Voegelin, Eric, “The Mongol Orders of Submission to the European Powers, 1245—1255”, Byzantion, Vol. 15 (1940-1), pp. 378-413.

[x] Jacob Black-Michaud, Cohesive Force, Blackwell, 1975, pp. 122-125, 81-83: the reversal of reciprocity so that the offender gains a superiority over the victim. Negative reciprocity: Marshall Sahlins, Stone Age Society, Aldine, 1972, p.195. While the Mongols believed that their victims would be their slaves in the afterlife (Secret History #120, #149), they also had a crosscutting belief that if the “spirits of the land” were offended by too much bloodshed, they would send pestilence and disaster. (Secret History #272; see especially the deRachewiltz version, Book XII,  pp.63, 67). Mark Edward Lewis, in Sanctioned Violence in Early China (SUNY, 1990) talks about the culture of violence in early China.

[xi] Hambis, L., Gengis-khan, Paris, 1973, p. 7. At various points in his career Temujin / Chinggis Qan swore oaths of brotherhood (“anda”), or proposed a partnership “like the two shafts of a cart”. He always ended up killing or destroying these partners unless they died before he was able to get around to it.

[xii] Leach, Edmund, Political Systems of Highland Burma, Beacon, 1954  speaks of the alternation in highland Burma of unified periods with strong chiefs (gumsa) and decentralized periods with weak chiefs (gumlao). No regular cycle is proposed; as on the steppe, unity and strong chiefs appear for military reasons. Both are normal states of the system, and neither is really the “original state”. (Ernest Gellner, Anthropology and Politics, Blackwell, 1995, p. 208, describes a similar weak/ strong oscillation.) Fried (1967, 1972: The Notion of Tribe, Cummings) argues that strong tribal rulers always are military leaders, and that tribes exist only for military purposes.

 

 

[xiii]  Black-Michaud, Cohesive Force, Blackwell, 1975,  p. 199.

 

[xiv] Barthold, W., Turkestan Down to the Mongol Invasion, 3rd ed., 1968/1992, New Delhi. P. 419: “On the side of the Mongols we scarcely ever find examples of personal heroism in this war.... The strictly-disciplined Mongol soldiers sought no occasion to distinguish themselves from their companions, but carried out with precision the orders of their sovereign or of the leaders appointed by him”.

 

[xv] Vladimirtsov, B., (Carsow tr.), Le Regime Social des Mongols, Paris, 1948, p. 144.

[xvi]  Secret History, # 154 (Tatar), # 198 (Merkit).

[xvii]At the same time nomads had a major, closely-related disadvantage: with no stores of food except for their flocks, which had to be fed and watered and were highly vulnerable to relatively small changes in weather conditions (and because their horses also needed to be fed and watered) nomad leaders had to schedule and plan their campaigns very carefully and had difficulty carrying on lengthy campaigns. It is often argued that the Mongol conquests came to an end when they reached areas without good pasture – thought the conquest of South China is an exception to this rule.

[xviii] Darko, E., “Influences Touraniennes Sur l’Evolution de l’Art Militaire des Grecs, des Romans, et des Byzantins”, Byzantion #10, 1935; Gockenjan, Hansgerd, “Kundschafter und Spaher”, Acta Orientalia, vol. 53: 3-4 (2000), pp.187 --202; Martin, Desmond, “The Mongol Army”, Royal Asiatic Society, 1943, pp.46-85; Sinor, Denis, “The Inner Asian Warriors”, in Studies in Medieval Inner Asia, Variorum, 1997, XIII.

B. H. Liddell Hart, (Great Captains Revealed, Boston, 1928, pp. 3-33 esp.pp. 22-24) describes Sube’etei’s Hungarian campaign, which was planned from 200 miles east of the capital and involved four columns approaching from different directions meeting at the capital after having been separated by as much as 300 miles north and south.

[xix] “On a national scale, in fact, no European state (except, perhaps, Sweden) made a serious attempt to institute direct rule from top to bottom until the era of the French Revolution.” (Tilly  p. 25). Brent Shaw writes of the late Roman Empire (ca. 250 A.D.)  that “what passed for strategy and planning..... were often ad hoc decisions”. (“War and Violence” in Bowersock, ed., Late Antiquity, Harvard, 1999, p. 137.)

 

[xx] Relying variously on horses, camels, and ships, other barbarian raiding peoples, such as the Vikings, the Bedouins, the Berbers, and even the pre-classical Greeks, used similiar concentration-and-dispersion tactics and strategy when plundering  their wealthier civilized enemies. (Mongols, Huns, and Vikings, Hugh Kennedy, Casell, 2002).

 

 The same mobility which made the nomads so formidable in battle also made their military units hard to keep intact, since major units often switched sides on the eve of a battle, and units or sub-units of any size could split unexpectedly.   Qans tried to prevent the defection by holding the families of their allies hostage and by placing the least reliable units in the vanguard with more reliable units behind them.  Failure to show up on time at the rendezvous before a battle was also taken very seriously, since the latecomers might have been thinking about switching sides. Even very recently, In America’s 2002 Afghan War, the desertion of Taliban units to the Northern Alliance played a significant role: the ultimate Taliban force was much smaller than had been projected, and the Northern Alliance force bigger. (If 17-player game theory is of real analytical use anywhere in the human world,  it would be in the description of the formation and disintegration of steppe coalitions.)

 

[xxi] Coedes, George, Testimonia of Greek and Latin Writers on the Lands and Peoples of the East, Ares reprint, 1979. Report on silkworms by Procopius (d. 562 A.D.), pp. 127-8; Theophylactus’ report on the Turkish delegation, ca.. 650 A.D., pp.138-143.

 

[xxii] The caravan trade was still competitive with sea trade as 1600 ( Steensgaard, Niels, The Asian Trade Revolution of the Seventeenth Century, Chicago, 1973, pp. 38-9, 154). The high civilization of medieval Islam relied primarily on pack animals and sea trade, with minimal dependence on wheeled vehicles (Bulliet, Richard, The Camel and the Wheel, Columbia, 1990.) 

 

[xxiii] The positive support long distance travellers needed included watering places, fodder, hostels, etc.  Negatively they needed protection from banditry and permission to pass through, and the latter was what was not available to Europeans before the Mongol period.  Both of these were dependent on  human variables rather than simple geography.  The geographically most difficult stretch of the Silk Road, through the mostly-desert area of Xinjiang, could have been bypassed by taking an easier route to the north. But the northern route, which was not a desert, was more treacherous because of the greater risk of banditry in this more densely-settled and less-controlled northern area. The hospitable oases in Xinjiang actually provided the better route, precisely because the area surrounding the oases was almost uninhabited.

There was a very small amount of direct contact between Rome and China via the southern sea route.  Neither in Rome nor in China did these contacts lead to attempts at the establishment of permanent trade relations, nor were accurate reports about the peoples at either terminus of the Silk Road brought to those at the other end. (Robert, Jean-Noel, De Rome a la Chine, Les Belles Lettres, 1993, 1992; Hirth, Friedrich, China and the Roman Orient, Ares, 1975 / Shanghai, 1885).

[xxiv] For the Chinese, tribute was always less costly in any given year than either aggressive or defensive war, and it has been suggested that they could have avoided war indefinitely simply by paying tribute forever.  However, demographics and historical dynamics made this impossible.  On both sides of the border, with every generation there were more imperial relatives and other nobles making demands on the state. (One reason why the founders of Chinese dynasties are thought of as frugal is that they only had to provide for a few close kin plus a few important allies and their kin; but after a few generations the mass of importunate cousins and nephews several times removed became suffocating). Psychologically, a long period of peace-through-tribute would tempt to Chinese to complacently reduce the seemingly-unnecessary payments, whereas the same period of successful tribute-collection would encourage the steppe peoples to increase their demands, since the tribute had come so easily. The tribute-taking steppe emperors usually allowed intermittent raids just to keep the Chinese warned, but a system of this sort obviously would be very fragile.  Once the Chinese suffered a fiscal crisis for any reason, either defense or tribute or both would be neglected, with disastrous results. And at this point, the nomads would sometimes step in, replacing the inefficient indigenous rulers with a more efficient hybrid dynasty.

 

[xxv] Ts’ao Ts’ao was a highly untypical Chinese. The grandson of a powerful eunuch, he was raised in the bizarre, conspiratorial atmosphere of the late Han court. His sons grew up on horseback, trained in archery like nomads, and he himself defeated his barbarian Hsien-pei rivals with the classic steppe tactic of a surprise attack (Thomas Barfield, The Perilous Frontier, Blackwell, 1989, p. 95). He took extraordinary care to forestall rivalry among his 25 sons after his death, exiling most of them from the capital, but even so his heir Ts’ao P’i is widely thought to have poisoned his brother and rumored rival Ts’ao Chang, and another brother, the great poet Ts’ao Chih, was in fear for his life for years. (Howard Goodman,  Ts'ao P'i Transcendent, Scripta Serica, 1998.)

 

[xxvi]  The Toba were probably a branch of the Hsien-pei, who succeeded the Hsiung-nu as masters of the steppe but never formed a real empire. The Ch’in dynasty (ca. 206 B.C.), the Eastern and Western Chin dynasties (up to 317 A.D.), and the Chin dynasty (conquered by the Mongols in 1228) were three different, unrelated dynasties.  Likewise, the Wei dynasty which succeeded the Han in 220 A.D. was different from and unrelated to the Northern Wei dynasty founded in 386 A.D.

 

[xxvii] The second emperor of the T’ang dynasty, Li Shih-min (T’ang T’ai Tsung), displaced his father Li Yuan (T’ang Kao Tsung), the founder of the dynasty, and killed his elder brothers in a manner which would have been unexceptional on the steppe, but which was scandalous to the Chinese.  (Thomas Barfield, The Perilous Frontier, Blackwell, 1989, p. 141).

[xxviii] The trade centers of the Volga Bulgars and the Khazars, which for centuries served as steppingstones from the Mediterranean and the Middle East to the Far East, were relics of the Western Turk Empire. To their West the Rus, a Turkified Slavic people which had originally been Scandinavian, connected Northern Europe to the Byzantine Empire and to the East via Bulgar. By 1000 A.D. a  trade route had been established which was able to deliver walrus tusks from Greenland to ChinaAlmost all of this route was out of the control of any of the southern civilizations.  Many of the peoples participating in this trade were urbanized or semi-urbanized and they were usually literate, but most were barbarians in origin and all had, of necessity, close political ties to the barbarian peoples around them.

It is possible to reconstruct the barbarian Ivory Road with tolerable exactness.  Ships from Greenland went directly to Bergen without stopping at Iceland. The route to the eastern Baltic, possibly via Birka in Sweden, was routine. From near Lake Ladoga it was not far to the upper Volga at Timerevo near the present Jaroslav; from there it was a simple trip downstream to Bulghar, where the Rus had already been observed in the ninth century A.D. by IbnFadlan. The trip from Bulghar to Khwarizm (possibly by boat on the Uzboy river) was again routine, and at Khwarizm the Ivory Road joined the long-established Silk Road.

The travel of ivory from Greenland to China has been well established for over a century. Evidence for the migration of a word, at least,  from central Asia to Greenland in the other direction has been uncovered by Denis Sinor. The word “kayak” is widespread in Central Asia and Siberia, and apparently was brought to North America by the Inuit or Eskimo –  who crossed the Bering Strait latest of all the North American indigenous peoples. Greenland and Central Asia were thus the two ends of the earth both for the Norse and for the Inuit. (Sinor, Denis, “On Water-transport in Central Asia”, in Inner Asia and its Contacts with Medieval Europe, IV, Variorum, 1977.)

Laufer, Berthold, “Arabic and Chinese Trade in Walrus and Narwhale Ivory, T’oung Pao, 2nd series, #14, 1913, pp. 315—370.  David Christian, A History of Russia, Central Asia, and Mongolia, Vol. I, Blackwell, 1998 (Ivory in Khwarizm in 985 A.D.: p. 320. Timerevo: map on p. 337.) David Nicolle (Medieval Warfare Source Book, Vol. 2, Arms and Armour, 1996, p. 122) reports that the Uzboy water route between the Caspian and the Aral was open as late as the sixteenth century, and also reports that a boat called a “caique” is still in use on the Eastern Mediterranean and the Black Sea. Ibn Fadlan: "La relation de la voyage d'Ibn Fadlan chez les Bulgares de la Volga", tr. Marius Canard, # XI in Miscellanea Orientalia, Variorum, 1973.

[xxix] Oddly enough, the second chapter of William McNeill's Pursuit of Power (Chicago, 1982), is called "The Era of Chinese Predominance, 1000-1500". By 1000 A.D. part of northern China had been under Khitan rule for almost a century, and only at the very end of McNeill’s period (after 1368) was all of China under native Chinese rule. There should be a study of  reasons for the increased military effectiveness of the eastern nomads after 900 A.D., compared to that of the earlier nomad groups.  The greater rationization of the nomad forces seen not only among the Mongols but also under the earlier Khitai (as well as the Kara-Khitai) is probably the most important reason.  Another might be the ability of Mongol forces to sleep in the saddle and travel for 48 hours continuously, which would give the Mongol commanders an enormous advantage in planning their campaigns.  This capacity was unusual enough that it was mentioned both in the Secret History and the Sheng-wen Ch’in Cheng Lu, both of which are ultimately Mongol in origin.

 

[xxx] Barthold, W. , Histoire des Turcs d’Asie Centrale, Adrien-Maisonneuve, 1945, pp. 323 - 463.

 

[xxxi]  In 1241 A.D. and 1259 A.D., halting Mongol advances against Western Europe and Egypt respectiviely.

 

[xxxii]  Steensgaard, Niels, The Asian Trade Revolution of the Seventeenth Century, Chicago, 1973, p. 42; Lane, Frederic, Venice and History,  Johns Hopkins, 1968; Seaman, Gary, "World Systems and State Formation on the Inner Asian Periphery",  in Seaman, ed., Rulers from The Steppe, pp.1-17; Tilly, Charles, Coercion, Capital, and the European States (Blackwell, 1990), Chapter One, “Cities and States in World History”, especially the charts on pp. 18, 23,  and 60,  (late centralization in Europe: Tilly  p. 25.) 

 

The dual governmental structure characteristic of the hybrid Toba, Khitan, Jurchen, and Mongol Sino-barbarian states looks very much like the separation of coercion and capital into two distinct systems, with coercion dominant: Thomas Barfield, The Perilous Frontier, Blackwell, 1989, p. 119).

 

 [xxxiii] From a quasi-Marxist point of view, the strength of the Mongols was their (still-materialistic) domination of the means of destruction (rather than production).  There are a lot of issues at stake in Engels’ refutation of Duhring’s “force theory of the state”, but his argument does not really apply to the Mongols: “[T]he producer of the more perfect instruments of force.... vanquishes the producer of the less perfect instrument.... in a word, the triumph of force is based on the production of arms, and this on production in general – therefore, on “economic power”, on the “economic order”, on the material means which force has at its disposal.”. (Frederick Engels, Anti-Duhring, International Publishers, 1976, p. 184).  The productive power of the Mongols was insignificant, but highly specialized: "An Inner Asian nomad empire can be compared to a hypothetical modern country whose entire industrial output consists in tanks." (Denis Sinor, "Horse and Pasture in Inner Asian History", Inner Asia and its Contacts with Medieval Europe, Variorum, 1997, #II,  p.180.)

The Mongols’ belief that they had been commanded by God to conquer the world, and also their belief that their victims would be their slaves in the afterlife, are obviously characteristic of a people which is not only highly militarized, but also almost always militarily triumphant. In such societies war would normally be the primary source of “symbolic value” – status, access to prestige goods, etc.. Marshal Sahlins has argued that economics is indeed dominant in modern capitalist societies, but not universally: “ In Western culture the economy is the main site of symbolic production ..... The cultural scheme is variously inflected by a dominant site of symbolic production, which supplies the major idiom of other relations and activities.”  Sahlins wants to contrast modern societies to traditional societies ruled by kinship, ritual, and tradition rather than economics (which is only a constraint.)  From this point of view, for the Mongols it was war which was “the main site of symbolic production”. (Marshall Sahlins, Culture and Practical Reason, Chicago, 1976, p. 211.) It is not surprising that most of their practices are not only strange, but abhorrent, to us. 

 

[xxxiv] The Crusades (and perhaps even the Reconquest of Spain) can be thought of as the last gasp of the Teutonic barbarians.  The first northern  European incursions into the Mediterranean wereby  the pagan Vikings, who were soon followed by by their descendants, the secular Norman freebooters in Sicily, and only last by the Crusaders. See also James Russell,  The Germanization of Western Christianity, Oxford, 1994.

 

[xxxv] Barfield, Thomas, The Perilous Frontier, Blackwell, 1989, p. 206. The rationality and individualism of the nomads and other Mongols have been noted by David Christian and Vladimirtsov: (David Christian, A History of Russia, Central Asia, and Mongolia, Vol. I, Blackwell, 1998, p. 87; B. Vladimirtsov, (Carsow tr.), Le Regime Social des Mongols, Paris, 1948, p. 104.)